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Marex Financial Ltd

Change of Settlement Arrangement

With effect from the close of business on Tuesday 14 February 2012, Marex Financial Ltd ("Marex") will change its settlement arrangements and cease to use Penson Financial Services Limited as its settlement agent and Model B provider. Any outstanding positions as at the above date will continue to settle through CREST codes 3KQAQ and CMMAY.

With effect from the start of business on Wednesday 15 February 2012, Marex will settle its business through a settlement agreement with The Bank of New York Mellon using the settlement codes shown below in bold. The firm continues to settle some of its business through a Model B settlement agreement with Pershing Securities limited.

To view this firm's full trading profile, please refer to the Member Firm Codes spreadsheet.

Level One
155 Bishopsgate
London
EC2M 3TQ
Firm CodeMember IDMember MnemonicCREST CodeEuroclear Bank CodeDTC CodeNotes
383MARXGB21RXFMRXF3IQAQ41076901UK Domestic and International Securities
365MARXGB21ARXMARX6011725200443SETS, IOB, UK Domestic and International Securities
378MARXGB21RXAMRXA3IQAQ41045901UK Domestic and International Securities

Issue Details

Issued by

Membership team

Contact

+44 (0) 20 7797 3232 or STX 33232

Issue date

14 February 2012

Issue number

2012/033