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Stock Exchange notices are issued periodically throughout the year and contain information on a number of regulatory issues. These also include amendments to existing rules and guidance. View notices from London Stock Exchange plc below.
December 2008 - Latest
Teathers Limited – In Default –Termination of Membership
N47/08
29.12.08
,
PDF
,
28.16KB
Teathers Limited – In Default – Agency Trades
N46/08
23.12.08
,
PDF
,
30.06KB
Notification - Madoff Securities International Limited
N45/08
22.12.08
,
PDF
,
20.03KB
Lehman Brothers International (Europe) – In Default – Data Reconciliation and Net Amount Certification Process
N44/08
19.12.08
,
PDF
,
44.24KB
Attachment1N4408.pdf
Confirmation of Rule Amendments – Member Authorised Connections
N43/08
19.12.08
,
PDF
,
31.92KB
Attachment1N4308.pdf
Attachment2N4308.pdf
Attachment3N4308.pdf
Notification - Madoff Securities International Limited
N42/08
12.12.08
,
PDF
,
20.02KB
Teathers Limited - In Default - Application of Default Rules and Submission of Unsettled Trade Details by Counterparties
N41/08
01.12.08
,
PDF
,
48.48KB
November 2008
Teathers Limited – In Default – Instruction to cease settlement and fixing of Hammer Prices
N40/08
28.11.08
,
PDF
,
44.05KB
Attachment1N4008.pdf
Straumur–Burdaras Investment Bank HF (Trading as “Teathers”)
N39/08
27.11.08
,
PDF
,
26.33KB
Declaration of Default - Teathers Limited
N38/08
25.11.08
,
PDF
,
29.15KB
Lehman Brothers International (Europe) – In Default – Rate of Exchange for Net Sums due under Default Procedures
N37/08
18.11.08
,
PDF
,
28.60KB
Attachment1N3708.pdf
Legal & General Group Plc (ISIN: GB0005603997): closing auction of 7 November 2008 – 16:45:26 hrs
N36/08
07.11.08
,
PDF
,
27.70KB
Second Consultation on Rule changes relating to Member Authorised Connections
N35/08
05.11.08
,
PDF
,
43.25KB
Attachment1N3508.pdf
Attachment2N3508.pdf
Attachment3N3508.pdf
October 2008
Notification – Kaupthing Singer & Friedlander Capital Markets Limited
N34/08
29.10.08
,
PDF
,
27.13KB
Notification – Teathers Limited
N33/08
23.10.08
,
PDF
,
26.85KB
Lehman Brothers International (Europe) – In Default - Hammer Prices Updated – Version 8 dated 17 October 2008
N32/08
17.10.08
,
PDF
,
32.85KB
Lehman Brothers International (Europe) – In Default – Version 7 Dated 15 October 2008 - Amendment to revised Hammer Price issued in Version 5 dated 10 October 2008
N31/08
15.10.08
,
PDF
,
35.26KB
Lehman Brothers International (Europe) - In Default - Hammer Prices Updated - Version 6 Dated 14 October 2008
N30/08
14.10.08
,
PDF
,
32.51KB
Notification - Kaupthing Singer & Friedlander Capital Markets Limited
N29/08
13.10.08
,
PDF
,
21.16KB
Notification - Teathers Limited
N28/08
13.10.08
,
PDF
,
22.52KB
Lehman Brothers International (Europe) – In Default - Hammer Prices Updated – Version 5 dated 10 October 2008
N27/08
10.10.08
,
PDF
,
36.42KB
Notification - Kaupthing Singer & Friedlander Capital Markets Limited
N26/08
10.10.08
,
PDF
,
22.81KB
Membership Status of Landsbanki Securities (UK) Limited
N25/08
07.10.08
,
PDF
,
28.84KB
Lehman Brothers International (Europe) – In Default – Lending Arrangements
N24/08
06.10.08
,
PDF
,
45.98KB
Proposed Rule Changes to allow the Exchange to enforce the cancellation of Automated Trades
N23/08
03.10.08
,
PDF
,
36.08KB
Attachment1N2308.pdf
Attachment2N2308.pdf
Lehman Brothers International (Europe) – Hammer Prices Updated – Version 4 dated 1 October 2008
N22/08
01.10.08
,
PDF
,
39.02KB
September 2008
Lehman Brothers International (Europe) – In Default – Outputs of the Default Procedures and Clarification of the Transactions included within the Procedures
N20/08
25.09.08
,
PDF
,
34.01KB
Lehman Brothers International (Europe) – In Default – Information for Non Member Counterparties and their Custodians
N19/08
25.09.08
,
PDF
,
45.70KB
Financial Services Authority – Short Selling Revised Market Maker Exemption – Guidance to Member Firms
N21/08
25.09.08
,
PDF
,
26.28KB
Lehman Brothers International (Europe) – In Default – Submission of Unsettled Trade Details by Member Firm Counterparties
N18/08
24.09.08
,
PDF
,
34.08KB
Lehman Brothers International (Europe) – Hammer Prices Updated – Version 3 dated 22 September 2008
N17/08
22.09.08
,
PDF
,
34.26KB
Lehman Brothers International (Europe) – Clarification on Settlement of on Exchange Transactions in Crest
N16/08
19.09.08
,
PDF
,
30.68KB
Financial Services Authority - Short Selling
N15/08
19.09.08
,
PDF
,
23.00KB
Lehman Brothers International (Europe) – Hammer Prices Updated
N14/08
18.09.08
,
PDF
,
34.21KB
Lehman Brothers International (Europe) – Defaulter’s Dealing Capacity
N13/08
18.09.08
,
PDF
,
34.68KB
Reporting of Trades in Aim Securities
N12/08
17.09.08
,
PDF
,
39.00KB
Amendments to the Admission and Disclosure Standards
N11/08
17.09.08
,
PDF
,
29.39KB
Attachment1.pdf
Lehman Brothers International (Europe) – Hammer Prices and Requirement to Cease Settlement
N10/08
16.09.08
,
PDF
,
37.21KB
Lehman Brothers International (Europe) – Application of Default Rules and Procedures
N09/08
15.09.08
,
PDF
,
36.06KB
Declaration of Default - Lehman Brothers International (Europe)
N08/08
15.09.08
,
PDF
,
29.17KB
Notification - Lehman Brothers International (Europe)
N07/08
15.09.08
,
PDF
,
22.42KB
August 2008
Notification – Guidance on Rights Issues
N06/08
12.08.08
,
PDF
,
39.74KB
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