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Stock Exchange notices are issued periodically throughout the year and contain information on a number of regulatory issues. These also include amendments to existing rules and guidance. View notices from London Stock Exchange plc below.
December 2007 - Latest
Notification – Order Book Conduct
N78/07
03.12.07
,
PDF
,
122.21KB
Attachment1.pdf
November 2007
Domestic Market Postponement of Proposed When Issued Dealing - New Russian Generation Limited (NRGL)
N77/07
16.11.07
,
PDF
,
22.25KB
When Issued Dealing - New Russian Generation Limited (NRGL)
N76/07
15.11.07
,
PDF
,
22.75KB
When Issued Dealing – Cessation of Stock Exchange Notices
N75/07
13.11.07
,
PDF
,
108.34KB
Northern Rock PLC - Settlement Situation
N74/07
13.11.07
,
PDF
,
23.65KB
AIM Postponement of Proposed When Issued Dealing - Russian Timber Group Limited (RTG)
N73/07
13.11.07
,
PDF
,
22.15KB
AIM When Issued Dealing - Russian Timber Group Limited (RTG)
N72/07
12.11.07
,
PDF
,
23.45KB
October 2007
Notification - Rulebook clarifications related to MiFID implementation
N71/07
31.10.07
,
PDF
,
50.89KB
Attachment 1 N7107.pdf
Confirmation of proposed amendments to the Admission and Disclosure Standards and revised guidance for admission to trading on the Specialist Fund Market
N70/07
29.10.07
,
PDF
,
40.70KB
Notification - PTM Levy
N69/07
29.10.07
,
PDF
,
36.31KB
N69Attachment.pdf
Domestic Market When Issued Dealing - Telecity Group PLC (TCY)
N68/07
23.10.07
,
PDF
,
22.71KB
Confirmation on the detailed changes to the rules of the London Stock Exchange in preparation for the Markets in Financial Instruments Directive and general rulebook review
N67/07
04.10.07
,
PDF
,
32.51KB
TheRulesoftheLondonStockExchangeN6707attachment1.doc
TheRulesTrackerDocumentAttachment2N6707.doc
WhenIssuedDealingGuidanceAttachment3N6707.doc
September 2007
Exchange Rules for MiFID - Transitional Measures
N66/07
28.09.07
,
PDF
,
28.15KB
Domestic Market Postponement of Proposed When Issued Dealing - Smartstream Technologies Group PLC (STG)
N65/07
28.09.07
,
PDF
,
32.44KB
Domestic Market When Issued Dealing - Smartstream Technologies Group PLC (STG)
N64/07
27.09.07
,
PDF
,
22.29KB
Confirmation of the effective date for the revised rules for MiFID - Monday 22 October 2007
N63/07
13.09.07
,
PDF
,
27.54KB
Notification - Irish Intermediary Relief
N62/07
07.09.07
,
PDF
,
123.58KB
Attachment 1 N6207.pdf
August 2007
Notification - Unified Energy Systems of Russia - Corporate Action
N61/07
31.08.07
,
PDF
,
12.33KB
Consultation on Proposed Amendments to the Admission and Disclosure Standards
N60/07
30.08.07
,
PDF
,
122.94KB
N6007Attachment1.pdf
N6007Attachment2.pdf
Domestic Market Postponement of Proposed When Issued Dealing - Cunico Resources N.V. (CNCO)
N59/07
03.08.07
,
PDF
,
22.25KB
Domestic Market When Issued Dealing - Cunico Resources N.V. (CNCO)
N58/07
02.08.07
,
PDF
,
34.52KB
Consultation on the detailed changes to the Rules of the London Stock Exchange in preparation for the Markets in Financial Instruments Directive and general Rulebook Review
N57/07
01.08.07
,
PDF
,
65.31KB
Parametersversion0220070816.xls
TheRulesoftheLondonStockExchangeFinal.doc
RulesTrackerFinal.doc
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