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UBS AG (trading as UBS Warburg)

Transfer of Business and Trading Profile Change

At the close of business on 7 March 2003, UBS AG trading as UBS Warburg ("UBS AG" or "the firm") will transfer its Gilt-Edged Market Making (GEMM), Index-Linked GEMM & Fixed Interest Market Making business to UBS Limited (detailed in Member Firms Information Sheet 2003/024).

The following codes will therefore cease to be used for new business executed by UBS AG after the above date.

Firm Code: 003
CREST Code: 003 and 7965
SEAQ Code: WARB
BIC Code: SWGEGB2LBIC

Any outstanding business on CREST codes 7965 and 003 will continue to be settled by UBS AG.

UBS AG continues to be a market maker in UK domestic and international equity securities. The firm also continues to act in an agency and principal capacity in UK domestic and international equity securities and continues to have access to the SETS and International Order Book.

As a result of this transfer of business and trading profile change, UBS AG will only utilise the codes listed below:

1-2 Finsbury Avenue
London
EC2M 2PP
Firm CodeMember IDMember MnemonicCREST CodeEuroclear Bank CodeDTC CodeNotes
002UBSWGB2LEQUUBSW002UK domestic
007UBSWGB2LEQUUBSW00201International Equities

Issue Details

Issued by

Membership team

Contact

020 7797 3232 or STX 33232

Issue date

07 March 2003

Issue number

2003/023