SunGard Global Execution Services Limited ("the firm") is approved as a member firm of the London Stock Exchange to commence Exchange business on Tuesday 29 May 2001.
SunGard will act as a broker dealer in a principal and agency capacity in UK domestic securities. The firm will have to access to SETS. The firm will not have access to the International Order Book or be a registered participant in the International Retail Service.
The firm will settle its business through a Model A agreement with Penson Worldwide Settlements Limited.
Firm Code | Member ID | Member Mnemonic | CREST Code | Euroclear Bank Code | DTC Code | Notes |
---|---|---|---|---|---|---|
831 | SGESGB21 | SGES | 831 | - |