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SG Investment Management Limited

With effect from Friday 2 November 2001, SG Investment Management Limited ("SG" or "the firm")will have access to the International Order Book. SG will use its existing set of codes as shown below.

The firm will continue to act in an agency capacity in UK domestic securities. The firm continues to have access to SETS and be a registered participant in the International Retail Service with the ability to enter orders.

SG continues to settle its business through a Model B agreement with Pershing Securities Limited ("Pershing").

SG will operate under a new firm code as detailed below with changes in bold:

SG House
41 Tower Hill, London
EC3N 4SG
Firm CodeMember IDMember MnemonicCREST CodeEuroclear Bank CodeDTC CodeNotes
485SGIAGB21SGIA601-

Issue Details

Issued by

Membership team

Contact

020 7797 3232 or STX 33232

Issue date

01 November 2001

Issue number

2001/141