Below you will find a number of forms commonly used by member firms for regulatory purposes. You can download, print, complete and return forms to the relevant Exchange departments.
LCH Static Data Form(file doc - 779 KB)
SIX X-clear Static Data Form(file doc - 143 KB)
Order book for Retail Bonds - Static Data Form (file pdf - 104 KB)
Order book for Retail Bonds - Static Data Form Guidance Notes (file pdf - 59 KB)
Application to trade in a suspended security (file pdf - 88 KB)
When issued dealing application form (file doc - 491 KB)
Buying-In Request Manual Form (file xls - 60 KB)
Registration Information Form (file xls - 49 KB)
Persons Authorised to Request Order Deletions (file pdf - 127 KB)
Global Lending Agreement (file pdf - 175 KB)
Admission and disclosure application - Form 1 (file docx - 64 KB)
Restricted Instrument List Request - (file doc - 57 KB)
Liquidity Provider Form(file xls - 131 KB)
Fixed Income Static Data Form(file pdf - 151 KB)
Settlement Arrangement Declaration Forms
For use by applicant and member firms in order to confirm to the London Stock Exchange their settlement arrangements with third party providers. Firms should complete one or both depending on the settlement arrangements in place. Each declaration must be fully completed and signed by both the firm and its settlement provider.
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