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Member Firms


This guidance is for counterparties who believe they have an unsettled on Exchange transaction with Pritchard Stockbrokers Limited.

20 March 2012

Any member firm which believes it was counterparty to any on Exchange unsettled, non-central counterparty transactions with Pritchard Stockbrokers Limited must notify the details to the Exchange as soon as possible.  Member firms are requested to complete and return a spreadsheet setting out the full details of these transactions.

It is important for member firms to make the Exchange aware of these transactions. The law provides that the Exchange’s Default Rules take precedence over the insolvency rules applied by Pritchard's administrators.

Counterparty details - instructions
Member firms that believe that they are a counterparty to any unsettled on Exchange transactions where Pritchard Stockbrokers Limited is a counterparty, should complete the excel spreadsheet in the downloads below and return this to defaultofficial@londonstockexchange.com.

Each member firm's Member ID should be included against each trade and also in the name of the spreadsheet returned to the Exchange.

Downloads
Unsettled Pritchard Trades - Member Firms  (xlsfile xls - 31 KB)

 

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