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Stock Exchange Notices


Stock Exchange Notices are issued periodically throughout the year and contain information on a number of regulatory issues. They also include amendments to existing rules and guidance.

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Latest Notice
Notice No. Issue Date Title
N08/17 13- Oct -2017 Approval of an AIM Secondary Market Registered Organisation (ASMRO)

2017
Notice No. Issue Date Title
N08/17 13- Oct -2017 Approval of an AIM Secondary Market Registered Organisation (ASMRO)
N07/17 13- Oct -2017 LEI requirement for all issuers
N06/17 31- Jul -2017

Consultation on the amendments to the Rules of the London Stock Exchange in preparation for the Markets in Financial Instruments Directive (MiFID II) and general rulebook review


pdf Attachment 1 to N0617.pdf - 60 KB
pdf Attachment 2 to N0617.pdf - 60 KB

N05/17

30- Jun -2017

Cancellation of trade – RANDGOLD RESOURCES LD ADS (EACH REPR 1 ORD USD0.05) ISIN: US7523443098

N04/17 4- May -2017 Feedback on N03/17 and publication of International Securities Market rulebook and accompanying documents for the new International Securities Market
pdf Attachment 1 - N0417.pdf - 39 KB
pdf Attachment 2 - N0417.pdf - 39 KB
pdf Attachment 3 - N0417.pdf - 39 KB
N03/17 6- Apr -2017 Consultation on proposed rulebook for International Securities Market
pdf Attachment 1 - N0317.pdf - 48 KB
N02/17 3- Mar -2017 Notification of rule amendments
pdf Attachment 1 - N0217.pdf - 41 KB
N01/17 16- Jan -2017 Disciplinary action against a member firm - public censure and fine - Cornhill Capital Limited

 

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