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Stock Exchange Notices


Stock Exchange Notices are issued periodically throughout the year and contain information on a number of regulatory issues. They also include amendments to existing rules and guidance.

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Latest Notice
Notice No. Issue Date Title
N15/12 17- Dec -2012 Consultation on the market structure for the trading of smaller equity securities outside of the FTSE350 Index
pdf Attachment 1 N1512.pdf - 56 KB

2012
Notice No. Issue Date Title
N15/12 17- Dec -2012 Consultation on the market structure for the trading of smaller equity securities outside of the FTSE350 Index
pdf Attachment 1 N1512.pdf - 56 KB
N14/12 20- Nov -2012 Notification of rule amendment - Removal of closing auction in securitised derivatives
pdf Attachment 1 N1412.pdf - 55 KB
N13/12 28- Sep -2012 MF Global UK Limited - In Default - Additional Hammer Prices
N12/12 31- Aug -2012 Cancellation of Trades: RBS Market Access RICI Metals Index ETF (ISIN: LU0259320728)
N11/12 28- May -2012 NOTIFICATION - BLOXHAM STOCKBROKERS
N10/12 4- May -2012 Confirmation of proposed rule amendments - Obligations of member firms to market makers in quote driven securities
pdf Attachment 1 N1012.pdf - 59 KB
pdf Attachment 2 N1012.pdf - 59 KB
N09/12 20- Mar -2012 Declaration of Default - Pritchard Stockbrokers Limited
N08/12 14- Mar -2012 Confirmation of proposed rule amendments - Exchange enforced cancellations
pdf Attachment 1.pdf - 53 KB
N07/12 7- Mar -2012 Consultation on proposed rule amendments - Obligations of member firms to market makers in quote-driven securities
pdf Attachment 1.pdf - 60 KB
N06/12 28- Feb -2012 Cancellation of Trades: Bank of Georgia Holdings PLC (ISIN: GB00B759CR16)
N05/12 16- Feb -2012 Notification - Pritchard Stockbrokers Limited
N04/12 2- Feb -2012 MF Global UK Limited - In Default - Updated Hammer Prices, New Default Official, Progress Update and Final Date for Submissions
N03/12 30- Jan -2012 Consultation on proposed rule amendments - Exchange enforced cancellation
pdf Attachment 1.pdf - 52 KB
N02/12 30- Jan -2012 Confirmation of Proposed Rule Amendments - Settlement Rules
pdf N0212 Attachment 1.pdf - 54 KB
pdf N0212 Attachment 2.pdf - 54 KB
N01/12 24- Jan -2012 Confirmation of proposed rule amendments - Liquidity provision on the Order book for Retail Bonds
pdf Attachment 1.pdf - 46 KB

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