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Stock Exchange Notices


Stock Exchange Notices are issued periodically throughout the year and contain information on a number of regulatory issues. They also include amendments to existing rules and guidance.

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Latest Notice
Notice No. Issue Date Title
N25/11 7- Dec -2011

Consultation on proposed rule amendments - Liquidity provision on the Order book for Retail Bonds


pdf Attachment 1.pdf - 49 KB

2011
Notice No. Issue Date Title
N25/11 7- Dec -2011

Consultation on proposed rule amendments - Liquidity provision on the Order book for Retail Bonds


pdf Attachment 1.pdf - 49 KB
N24/11 6- Dec -2011 MF Global UK Limited - Revision of Hammer Prices to reflect securities going Ex-Dividend
N23/11 23- Nov -2011 MF Global UK Limited - Hammer Prices Updated - Version 2 Dated 23 November 2011
N22/11 17- Nov -2011 MF Global UK Limited - Defaulter's Dealing Capacity and Data Submission
N21/11 7- Nov -2011

Cancellation of Trade: LG Chemical, GDS (ISIN: US5019552075)

N20/11 3- Nov -2011 MF Global UK Limited - In Default - Instruction to Cease settlement and Fixing of Hammer Prices
N19/11 3- Nov -2011 Declaration of Default - MF Global UK Limited
N18/11 1- Nov -2011 Notification - MF Global UK Limited
N17/11 21- Oct -2011 Consultation on Proposed Rule Amendments - Settlement Rules
pdf N1711 Attachment 1.pdf - 49 KB
pdf N1711 Attachment 2.pdf - 49 KB
N16/11 21- Sep -2011 Notification of Rule Amendments - Periodic Update
pdf N1611 Attachment 1.pdf - 49 KB
pdf N1611 Attachment 2.pdf - 49 KB
N15/11 5- Aug -2011 Notification - Fixed penalty regime for late trade reporting
N14/11 22- Jul -2011 DB X Trackers £ Money MKT ETF (ISIN: LU0356592187): Cancellation of Trades
N13/11 8- Jul -2011 Notification of rule amendments
pdf N1311 Attachment 1.pdf - 32 KB
pdf N1311 Attachment 2.pdf - 32 KB
N12/11 24- Jun -2011 Invista Real Estate Investment Management (ISIN: GB00B1CKTY16): Cancellation of trades 24/06/11
N11/11 7- Jun -2011 Amendments to the Admission and Disclosure Standards
N10/11 9- May -2011 Notification - Lyxor ETF World Water GBP (ISIN: FR0010542134, TIDM: LWAT or LWAU)
N09/11 20- Apr -2011 Market Makers in Order Driven Securities - Reminder of Rules Implementation Date
N08/11 18- Apr -2011 When Issued Dealing - Revised Guidance
pdf Attachment 1 N0811.pdf - 30 KB
N07/11 28- Mar -2011 Disciplinary action - erroneous orders - firm fined £60, 000
N06/11 11- Mar -2011 Noventa Limited Ord GBP 0.8 (ISIN: JE00B3YDHF95): Cancellation of trades from opening auction 11/03/2011
N05/11 3- Mar -2011 Amendments to the Admission and Disclosure Standards
pdf Attachment 1 N0511.pdf - 28 KB
N04/11 2- Mar -2011 Notification – National Westminster Bank PLC 9% Ser ‘A’ Non-Cum Prf GBP 1 (ISIN: GB0006227051, Symbol: NWBD, Instrument ID: 3955)
N03/11 18- Feb -2011 Order Book for Retail Bonds("ORB")- When Issued Dealing Tesco Personal Finance PLC 5.20% Sterling Bond Due 2018 (ISIN: XS0591029409, TIDM: TS52)
N02/11 9- Feb -2011 International Order Book Security - When Issued Dealing OJSC "Chelyabinsk Tube-Rolling Plant" (ISIN:US16352P2039, TIDM: CHEP)
N01/11 7- Feb -2011 Market Makers in Order Driven Securities - Revised Rules Implementation Date
pdf Attachment 1 N0111.pdf - 26 KB

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