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Stock Exchange Notices


Stock Exchange Notices are issued periodically throughout the year and contain information on a number of regulatory issues. They also include amendments to existing rules and guidance.

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Latest Notice
Notice No. Issue Date Title
N48/09 23- Nov -2009 Reliance Industries LD GDR (ISIN: US7594701077): Cancellation of Trades

2009
Notice No. Issue Date Title
N48/09 23- Nov -2009 Reliance Industries LD GDR (ISIN: US7594701077): Cancellation of Trades
N47/09 19- Nov -2009 Consultation on Proposed Rule Amendments – Electronic Order Book for the UK Retail Bond Market
pdf Attachment 1 N4709.pdf - 41 KB
N46/09 16- Oct -2009 Guidance – Friends Provident Group Plc (GB00B3T69350) Scheme of arrangement
N45/09 5- Oct -2009 Lehman Brothers International (Europe) – in Default – Notification of Lending Arrangements
pdf Attachment 1 N4509.pdf - 29 KB
N44/09 1- Oct -2009 Confirmation of Proposed Rule Amendments – Gilt Inter Dealer Broker Service Provision
pdf Attachment1 N4409.pdf - 41 KB
N43/09 21- Sep -2009 Confirmation on Proposed Rule Amendments for Unsettled Lending Arrangements Subsequent to a Declaration of Default
pdf Attachment 1 N4309.pdf - 30 KB
N42/09 11- Sep -2009 Notification –Van der Moolen Effecten Specialist BV and Van der Moolen Derivatives Ltd
N41/09 1- Sep -2009 Cancellation of Trades: Indochina Capital Vietnam Hldgs Ltd.  (ISIN: VGG476901050): Opening Auction of 1 September 2009
N40/09 28- Aug -2009 Amendments to the Admission and Disclosure Standards in respect of Depositary Receipt instruments
pdf Attachment1 N4009.pdf - 33 KB
N39/09 20- Aug -2009 Approval of an AIM Secondary Market Registered Organisation
N38/09 18- Aug -2009 Confirmation of Rule Amendments – AIM Secondary Market Registered Organisations
pdf Attachment 1 N3809.pdf - 32 KB
N37/09 18- Aug -2009 Confirmation of Rule Amendments
pdf Attachment 1 N3709.pdf - 34 KB
pdf Attachment 2 N3709.pdf - 34 KB
N36/09 14- Aug -2009 Consultation on Proposed Rule Amendments for Unsettled Lending Arrangements Subsequent to a Declaration of Default
pdf Attachment 1 N3609.pdf - 32 KB
N35/09 3- Aug -2009 Madoff Securities International Limited – In Default – Hammer prices updated – Version 2 dated 3 August 2009
N34/09 1- Jul -2009 Madoff Securities International Limited – In Default –Termination of membership
N33/09 29- Jun -2009 Alleged layering of the order book: Guidance to member firms under Rule C020 following recent disciplinary action

N32/09

23- Jun -2009 Madoff Securities International Limited – In Default – Data reconciliation and net amount certification process – Next steps
pdf Attachment 1 N3209.pdf - 30 KB
N31/09 17- Jun -2009 Consultation on the International Order Book Trading Service
pdf Attachment 1 N3109.pdf - 35 KB
N30/09 15- Jun -2009 Consultation on Proposed Rule Amendments – GILT Inter Dealer Broker Service Provision
pdf Attachment 1 N3009.pdf - 34 KB
pdf Attachment 2 N3009.pdf - 34 KB
N29/09 12- Jun -2009 Lehman Brothers International (Europe) – In Default - Hammer Prices Updated – Version 11 Dated 12 June 2009
N28/09 8- Jun -2009 Madoff Securities International Limited – In Default – Fixing of Hammer Prices
N27/09 27- May -2009 Madoff Securities International Limited – In Default – Application of default rules and submission of unsettled trade and loan details by counterparties
N26/09 22- May -2009 SIBIR Energy Plc - (ISIN GB00B04M0Q71)
N25/09 20- May -2009 Declaration of Default - Madoff Securities International Limited
N24/09 11- May -2009 Notification - Mansion House Securities Ltd
N23/09 23- Apr -2009 SIBIR Energy Plc – (ISIN GB00B04M0Q71)
N22/09 22- Apr -2009

SIBIR Energy Plc – (ISIN GB00B04M0Q71)

N21/09 17- Apr -2009 Teathers Limited – In Default – Data Reconciliation and Net Amount Certification Process – Next Steps
N20/09 31- Mar -2009 Amendments to the Admission and Disclosure Standards
pdf Attachment1N2009.pdf - 26 KB
N19/09 25- Mar -2009 Confirmation of Rule Amendments for the introduction of Central Counterparty Clearing on the International Order Book
pdf Attachment1N1909.pdf - 29 KB
N18/09 25- Mar -2009 Notification – IAF Securities Limited
N17/09 20- Mar -2009 Notification – Straumur-Burdaras Investment Bank HF, Trading as Teathers (“Straumur”)
N16/09 19- Mar -2009 Notification – CMA Global Hedge PCC Limited Optional Redemption Offer
N1509 17- Mar -2009 Lehamn Brothers International (Europe) – In Default - Hammer Prices Updated – Version 10 Dated 17 March 2009
N14/09 9- Mar -2009 Notification – Straumur - Burdaras Investment Bank HF, Trading as Teathers (“Straumur”)
N13/09 5- Mar -2009 Teathers Limited (Formerly Landsbanki Securities (UK) Limited) – In Default – Data Reconciliation and Net Amount Certification Process for Relevant Principal Contracts
pdf Attachment1N1309.pdf - 42 KB
N12/09 27- Feb -2009 Lehman Brothers International (Europe) – In Default – Data Reconciliation and Net Amount Certification Process – Next Steps
N11/09 26- Feb -2009 Notification – Reconfirmation of the Rules of the London Stock Exchange in Respect of the Trade Reporting of AIM Securities
N10/09 23- Feb -2009 Teathers Limited – In Default – Rate of Exchange for Net Sums due under Default Procedures
pdf Attachment1N1009.pdf - 27 KB
N09/09 16- Feb -2009 Confirmation of Rule Amendments
pdf Attachment1N0909.pdf - 33 KB
pdf Attachment2N909.pdf - 33 KB
N08/09 13- Feb -2009 Consultation on proposed Rule Amendments for the introduction of Central Counterparty Clearing on the International Order Book
pdf Attachment1N0809.pdf - 42 KB
N07/09 10- Feb -2009 Amendments to the Admission and Disclosure Standards
pdf Attachment1N0709.pdf - 28 KB
N06/09 29- Jan -2009 Lehman Brothers International (Europe) – In Default - Hammer Prices updated – Version 9 dated 29 January 2009
N05/09 22- Jan -2009 Confirmation of Rule Amendments relating to Exchange Enforced Cancellations
pdf Attachment1N0509.pdf - 37 KB
pdf Attachment2N0509.pdf - 37 KB
N04/09 16- Jan -2009 Teathers Limited – In Default – Hammer Prices Updated – Version 2 dated 16 January 2009
N03/09 12- Jan -2009 Lehman Brothers International (Europe) – In Default – Termination of Membership
N02/09 9- Jan -2009 Notification - Bishopsgate Capital (Stockbrokers) Limited
N01/09 2- Jan -2009 Cancellation of Trades - DB X-Trackers Shortdax ETF (ISIN: LU0292106241)


Stock Exchange Notices 2009

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