Stock Exchange Notices

Stock Exchange Notices are issued periodically throughout the year and contain information on a number of regulatory issues. They also include amendments to existing rules and guidance.

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Notice No.	Issue Date	Title
N48/09	23- Nov -2009	Reliance Industries LD GDR (ISIN: US7594701077): Cancellation of Trades
N47/09	19- Nov -2009	Consultation on Proposed Rule Amendments – Electronic Order Book for the UK Retail Bond Market Attachment 1 N4709.pdf - 41 KB
N46/09	16- Oct -2009	Guidance – Friends Provident Group Plc (GB00B3T69350) Scheme of arrangement
N45/09	5- Oct -2009	Lehman Brothers International (Europe) – in Default – Notification of Lending Arrangements Attachment 1 N4509.pdf - 29 KB
N44/09	1- Oct -2009	Confirmation of Proposed Rule Amendments – Gilt Inter Dealer Broker Service Provision Attachment1 N4409.pdf - 41 KB
N43/09	21- Sep -2009	Confirmation on Proposed Rule Amendments for Unsettled Lending Arrangements Subsequent to a Declaration of Default Attachment 1 N4309.pdf - 30 KB
N42/09	11- Sep -2009	Notification –Van der Moolen Effecten Specialist BV and Van der Moolen Derivatives Ltd
N41/09	1- Sep -2009	Cancellation of Trades: Indochina Capital Vietnam Hldgs Ltd.  (ISIN: VGG476901050): Opening Auction of 1 September 2009
N40/09	28- Aug -2009	Amendments to the Admission and Disclosure Standards in respect of Depositary Receipt instruments Attachment1 N4009.pdf - 33 KB
N39/09	20- Aug -2009	Approval of an AIM Secondary Market Registered Organisation
N38/09	18- Aug -2009	Confirmation of Rule Amendments – AIM Secondary Market Registered Organisations Attachment 1 N3809.pdf - 32 KB
N37/09	18- Aug -2009	Confirmation of Rule Amendments Attachment 1 N3709.pdf - 34 KB Attachment 2 N3709.pdf - 34 KB
N36/09	14- Aug -2009	Consultation on Proposed Rule Amendments for Unsettled Lending Arrangements Subsequent to a Declaration of Default Attachment 1 N3609.pdf - 32 KB
N35/09	3- Aug -2009	Madoff Securities International Limited – In Default – Hammer prices updated – Version 2 dated 3 August 2009
N34/09	1- Jul -2009	Madoff Securities International Limited – In Default –Termination of membership
N33/09	29- Jun -2009	Alleged layering of the order book: Guidance to member firms under Rule C020 following recent disciplinary action
N32/09	23- Jun -2009	Madoff Securities International Limited – In Default – Data reconciliation and net amount certification process – Next steps Attachment 1 N3209.pdf - 30 KB
N31/09	17- Jun -2009	Consultation on the International Order Book Trading Service Attachment 1 N3109.pdf - 35 KB
N30/09	15- Jun -2009	Consultation on Proposed Rule Amendments – GILT Inter Dealer Broker Service Provision Attachment 1 N3009.pdf - 34 KB Attachment 2 N3009.pdf - 34 KB
N29/09	12- Jun -2009	Lehman Brothers International (Europe) – In Default - Hammer Prices Updated – Version 11 Dated 12 June 2009
N28/09	8- Jun -2009	Madoff Securities International Limited – In Default – Fixing of Hammer Prices
N27/09	27- May -2009	Madoff Securities International Limited – In Default – Application of default rules and submission of unsettled trade and loan details by counterparties
N26/09	22- May -2009	SIBIR Energy Plc - (ISIN GB00B04M0Q71)
N25/09	20- May -2009	Declaration of Default - Madoff Securities International Limited
N24/09	11- May -2009	Notification - Mansion House Securities Ltd
N23/09	23- Apr -2009	SIBIR Energy Plc – (ISIN GB00B04M0Q71)
N22/09	22- Apr -2009	SIBIR Energy Plc – (ISIN GB00B04M0Q71)
N21/09	17- Apr -2009	Teathers Limited – In Default – Data Reconciliation and Net Amount Certification Process – Next Steps
N20/09	31- Mar -2009	Amendments to the Admission and Disclosure Standards Attachment1N2009.pdf - 26 KB
N19/09	25- Mar -2009	Confirmation of Rule Amendments for the introduction of Central Counterparty Clearing on the International Order Book Attachment1N1909.pdf - 29 KB
N18/09	25- Mar -2009	Notification – IAF Securities Limited
N17/09	20- Mar -2009	Notification – Straumur-Burdaras Investment Bank HF, Trading as Teathers (“Straumur”)
N16/09	19- Mar -2009	Notification – CMA Global Hedge PCC Limited Optional Redemption Offer
N1509	17- Mar -2009	Lehamn Brothers International (Europe) – In Default - Hammer Prices Updated – Version 10 Dated 17 March 2009
N14/09	9- Mar -2009	Notification – Straumur - Burdaras Investment Bank HF, Trading as Teathers (“Straumur”)
N13/09	5- Mar -2009	Teathers Limited (Formerly Landsbanki Securities (UK) Limited) – In Default – Data Reconciliation and Net Amount Certification Process for Relevant Principal Contracts Attachment1N1309.pdf - 42 KB
N12/09	27- Feb -2009	Lehman Brothers International (Europe) – In Default – Data Reconciliation and Net Amount Certification Process – Next Steps
N11/09	26- Feb -2009	Notification – Reconfirmation of the Rules of the London Stock Exchange in Respect of the Trade Reporting of AIM Securities
N10/09	23- Feb -2009	Teathers Limited – In Default – Rate of Exchange for Net Sums due under Default Procedures Attachment1N1009.pdf - 27 KB
N09/09	16- Feb -2009	Confirmation of Rule Amendments Attachment1N0909.pdf - 33 KB Attachment2N909.pdf - 33 KB
N08/09	13- Feb -2009	Consultation on proposed Rule Amendments for the introduction of Central Counterparty Clearing on the International Order Book Attachment1N0809.pdf - 42 KB
N07/09	10- Feb -2009	Amendments to the Admission and Disclosure Standards Attachment1N0709.pdf - 28 KB
N06/09	29- Jan -2009	Lehman Brothers International (Europe) – In Default - Hammer Prices updated – Version 9 dated 29 January 2009
N05/09	22- Jan -2009	Confirmation of Rule Amendments relating to Exchange Enforced Cancellations Attachment1N0509.pdf - 37 KB Attachment2N0509.pdf - 37 KB
N04/09	16- Jan -2009	Teathers Limited – In Default – Hammer Prices Updated – Version 2 dated 16 January 2009
N03/09	12- Jan -2009	Lehman Brothers International (Europe) – In Default – Termination of Membership
N02/09	9- Jan -2009	Notification - Bishopsgate Capital (Stockbrokers) Limited
N01/09	2- Jan -2009	Cancellation of Trades - DB X-Trackers Shortdax ETF (ISIN: LU0292106241)

Stock Exchange Notices 2009