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Conflicts of Interest Policy


London Stock Exchange plc (LSE/Company): Conflicts of Interest Policy

LSE is a UK market operator and therefore subject to the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR), together with the associated rules and guidance issued by ESMA and the FCA, and the Companies Act 2006 (the Act) (together the Applicable Legislation).

Under Applicable Legislation, LSE is required to comply with a number of provisions which impact the composition and governance of the Board including that directors perform their duties independently and objectively

In line with Applicable Legislation, this policy provides guidelines on identifying and managing conflicts of interest and assists directors and prospective directors with the procedures to be followed in the event that an actual or potential conflict of interest is identified. This policy shall apply to directors and prospective directors.

This policy details (i) the general duties owed by directors to LSE, (ii) a non-exhaustive list of situations where a conflict of interest may arise, (iii) the directors’ duty to promptly disclose any circumstance that may result or has resulted in a conflict of interest and (iv) the consequences of non- compliance with the policy.

London Stock Exchange plc (LSE/Company): Conflicts of Interest Policy

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