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Member firm information sheets


Member Firms Information Sheets for:

 Page 12 of 267

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Result
Nomura Code Securities Limited
Resignation
2013/155
25 October 2013
Equiniti Financial Services Limited
New Member Firm
2013/154
23 October 2013
DSF Markets
Resignation
2013/153
23 October 2013
Panmure Gordon (UK) Limited
Change of Settlement Arrangement
2013/152
21 October 2013
King & Shaxson Capital Limited
Resignation
2013/151
18 October 2013
Atonline Limited
Change of Settlement Arrangement
2013/150
14 October 2013
City Equities Ltd
Suspension of Membership
2013/149
14 October 2013
King & Shaxson Limited
Change of Trading Profile and Transfer of Business
2013/148
11 October 2013
King & Shaxson Capital Limited
Transfer of Business
2013/147
11 October 2013
KBC Financial Products UK Limited
Resignation
2013/146
11 October 2013

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