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Member firm information sheets


Novum Securities Limited

With effect from the start of business on Wednesday 12 August 2009, Novum Securities Limited ("Novum" or "the firm") will expand its trading profile to commence trading in a principal capacity, accessing SETS and acting as a market maker in UK domestic securities. The firm will use a new set of trading codes for its principal business, as shown below in bold. The firm is also changing its head office address, as shown below in bold.

Novum acts in an agency capacity in UK domestic securities.

The firm will settle its principal business using a settlement agreement with Pershing Limited. Novum settles its agency business through a Model B agreement with Pershing Securities Limited ("Pershing").

Company details
Novum Securities Limited
47 Park Lane
London
W1K 1PR
Tel: +44 (0) 20 7399 9400 (General)
Fax: +44 (0) 20 7399 9429
Checking queries and other correspondence with Pershing should be addressed to: Pershing Securities Limited Capstan House One Clove Crescent East India Dock London E14 2BH Tel: +44 (0) 20 7864 8000 (General) Fax: +44 (0) 20 7864 8001
Agency - UK Domestic
Firm Code: 128
CREST Code: 601
Member Mnemonic1: NOVA
Member ID2: NOEGGB21
 
Principal - SETS - UK Domestic - Market Making
Firm Code: 128
CREST Code: ESMAY
Member Mnemonic1NOVM
Member ID2NSMMGB21
 

Issue details
Issued by: Client Implementation Team
Contact: +44 (0) 207 797 3232 or STX 33232
Issue date: 11 August 2009
Issue number: 2009/132

1Previously identified as SEAQ Code
2Previously identified as BIC Code

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