With effect from the start of business on Wednesday 12 August 2009, Novum Securities Limited ("Novum" or "the firm") will expand its trading profile to commence trading in a principal capacity, accessing SETS and acting as a market maker in UK domestic securities. The firm will use a new set of trading codes for its principal business, as shown below in bold. The firm is also changing its head office address, as shown below in bold.
Novum acts in an agency capacity in UK domestic securities.
The firm will settle its principal business using a settlement agreement with Pershing Limited. Novum settles its agency business through a Model B agreement with Pershing Securities Limited ("Pershing").
|Issued by: Client Implementation Team|
|Contact: +44 (0) 207 797 3232 or STX 33232|
|Issue date: 11 August 2009|
|Issue number: 2009/132|
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