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Member firm information sheets

Oriel Securities Limited

With effect from the start of business on Friday 25 July 2008 ("Oriel" or "the firm") will commence acting as a market maker in UK domestic securities.

Oriel acts in a principal and agency capacity in UK domestic securities and has access to SETS. The firm is a broker for AIM Companies

Oriel settles its agency business through a Model B agreement with Pershing Securities Limited and its principal business through a settlement agreement with Pershing Limited.

Company details

Oriel Securities Limited

125 Wood Street

London

EC2V 7AN

Tel: 020 7710 7600 (General)

Fax: 020 7710 7611

Checking queries and other correspondence with Pershing Securities Limited: Pershing Securities Limited Capstan House One Clove Crescent East India Dock Canary Wharf London E14 2BH Tel: 020 7864 8000 (General) Tel: 0151 242 3619 (Checking) Fax: 020 7864 8001

SETS - UK Domestic - Agency

Firm Code: 892

CREST Code: 601

Member Mnemonic¹: OSL

Member ID²: ORSCGB21

SETS - UK Domestic - Principal - Market Making

Firm Code: 892

CREST Code: EKMAY

Member Mnemonic¹: OSNL

Member ID²: ORSNGB21

Issue details
Issued by: Client Implementation Team
Contact: 020 7797 3232 or STX 33232
Issue date: 24 July 2008
Issue number: 2008/086

¹Previously identified as SEAQ Code
²Previously identified as BIC Code

Member firm information sheets

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