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Member firm information sheets


Nomura Code Securities Limited

With effect from the start of business on Monday 16 January Code Securities Limited will change its name to Nomura Code Securities Limited ("Nomura Code" or "the firm"). All other details remain unchanged.

Nomura Code acts in a principal and agency capacity in UK domestic securities. The firm is also a market maker in UK domestic securities and has access to SETS and SETSmm. Nomura Code does not access the International Order Book.

The firm settles its principal business through a Model A settlement agreement with Penson Financial Services Limited ("Penson") and its agency business through a Model B agreement also with Penson.

Company details
Nomura Code Securities Limited
1 Carey Lane
United Kingdom
EC2V 8AE
Tel: 020 7776 1200 (General)
Fax: 020 7776 1201
Checking and correspondence with Penson: Penson Financial Services Limited One Oliver?s Yard City Road London EC1Y 1HQ Tel: 020 7549 1500 (General) Fax: 020 7336 8157
UK Domestic, SETS and SETSmm - PRINCIPAL
Firm Code: 444
CREST Code: OEOAD
Member Mnemonic1: CODE
Member ID2: CODCGB21
 
UK Domestic, SETS and SETSmm - AGENCY
Firm Code: 444
CREST Code: 00X01
Member Mnemonic1: CODE
Member ID2: CODCGB21
 

Issue details
Issued by: Client Implementation Team
Contact: 020 7797 3232 or STX
Issue date: 17 January 2006
Issue number: 2006/011

1Previously identified as SEAQ Code
2Previously identified as BIC Code

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