With effect from the start of business on Monday 16 January Code Securities Limited will change its name to Nomura Code Securities Limited ("Nomura Code" or "the firm"). All other details remain unchanged.
Nomura Code acts in a principal and agency capacity in UK domestic securities. The firm is also a market maker in UK domestic securities and has access to SETS and SETSmm. Nomura Code does not access the International Order Book.
The firm settles its principal business through a Model A settlement agreement with Penson Financial Services Limited ("Penson") and its agency business through a Model B agreement also with Penson.
|Issued by: Client Implementation Team|
|Contact: 020 7797 3232 or STX|
|Issue date: 17 January 2006|
|Issue number: 2006/011|
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