With effect from the start of business on Wednesday 2 November 2005, Code Securities Limited ("Code Securities" or "the firm") will commence trading in a principal capacity and market making in UK domestic securities. This principal business will settle through a new Model A settlement agreement with Penson Financial Services Limited ("Penson") using Crest Code OEOAD.
Code Securities will continue to have access to SETS and SETSmm. The firm does not have access to the International Order Book.
Code Securities will settle its agency business through a Model B agreement with Penson Financial Services Limited.
|Issued by: Client Implementation Team|
|Contact: 020 7797 3232|
|Issue date: 01 November 2005|
|Issue number: 2005/161|
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