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Member firm information sheets


Code Securities Limited

With effect from the start of business on Wednesday 2 November 2005, Code Securities Limited ("Code Securities" or "the firm") will commence trading in a principal capacity and market making in UK domestic securities. This principal business will settle through a new Model A settlement agreement with Penson Financial Services Limited ("Penson") using Crest Code OEOAD.

Code Securities will continue to have access to SETS and SETSmm. The firm does not have access to the International Order Book.

Code Securities will settle its agency business through a Model B agreement with Penson Financial Services Limited.

Company details
Code Securities Limited
1 Carey Lane
London
EC2V 8AE
Tel: 020 7776 1200 (General)
Fax: 020 7776 1201
UK domestic, SETS and SETSmm - PRINCIPAL
Firm Code: 444
CREST Code: OEOAD
Member Mnemonic1: CODE
Member ID2: CODCGB21
 
UK domestic, SETS and SETSmm - AGENCY
Firm Code: 444
CREST Code: 00X01
Member Mnemonic1: CODE
Member ID2: CODCGB21
 

Issue details
Issued by: Client Implementation Team
Contact: 020 7797 3232
Issue date: 01 November 2005
Issue number: 2005/161

1Previously identified as SEAQ Code
2Previously identified as BIC Code

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