With effect from the start of business on Monday 8 November 2004, Dolmen Stockbrokers, ("Dolmen") or ("the firm") will enter in to a new Model A and Model B settlement agreement with Pershing Securities Limited ("Pershing") using a new set of codes as highlighted below in bold.
The firm continues to act in a principal and agency capacity in UK domestic and international securities. Dolmen continues to have access to SETS, SETSmm and the International Order Book ("IOB"). The firm is a registered participant in the International Retail Service ("IRS") with the ability to trade report only.
The firm continues to settle its IOB business using DTC account number 010 and Euroclear account number 82701.
|Issued by: Client Implementation Team|
|Contact: 020 7797 3232|
|Issue date: 05 November 2004|
|Issue number: 2004/210|
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