Member firm information sheets
Cave & Sons Limited
With effect from Monday 16 July 2001, Cave & Sons Limited ("Cave & Sons" or "the firm") will settle its business through Pershing Securities Limited under a Model B agreement.
Cave & Sons will continue to act as a broker dealer in an agency capacity in UK domestic and international securities, gilts, bonds, convertibles, traditional options and warrants. The firm will continue to have access to SETS and the International Order Book and is a registered participant in the International Retail Service with the ability to enter orders.
All transactions entered into by Cave & Sons which remain unsettled as at close of business on Friday 13 July 2001 will continue to be settled through CREST participant code 139.
Details are as follows, with changes in bold:
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| Issued by: Membership |
| Telephone: 020 7797 3232 or STX 33232 |
| Issue date: 13 July 2001 |
| Issue number: 2001/106 |
2Previously identified as BIC Code
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