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RNS
Stock Spirits Group PLC  -  STCK   

Notification of Major Interest In Shares

Released 15:25 25-Nov-2013

RNS Number : 8716T
Stock Spirits Group PLC
25 November 2013
 



 


 


 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Stock Spirits Group PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

x

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
iii

Oaktree Capital Group Holdings GP, LLC

4. Full name of shareholder(s)
 (if different from 3.):iv

OCM Luxembourg EPOF S.à r.l.
OCM Luxembourg POF IV S.à r.l.
OCM Luxembourg EPOF A S.à r.l.

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

25 November 2013

6. Date on which issuer notified:

25 November 2013

7. Threshold(s) that is/are crossed or
reached:
vi, vii

38 per cent. and 37 per cent.



 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

Ordinary shares of 10 pence each

76,674,490

76,674,490

N/A

N/A

73,665,895

N/A

36.8%

GB00BF5SDZ96


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

73,665,895

36.8%



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

OCM Luxembourg EPOF S.à r.l., OCM Luxembourg EPOF A S.à r.l. and OCM Luxembourg POF IV S.à r.l. are all controlled by Oaktree Fund GP I, LP as follows:

 

OCM Luxembourg EPOF S.à r.l., OCM Luxembourg EPOF A S.à r.l. are controlled by OCM European Principal Opportunities Fund, L.P. which is controlled by OCM European Principal Opportunities Fund GP, L.P. which is controlled by OCM European Principal Opportunities Fund GP, Limited which is controlled by Oaktree Fund GP I, L.P.

 

OCM Luxembourg POF IV S.à r.l. is controlled by OCM European Principal Opportunities Fund IV L.P. which is controlled by OCM European Principal Opportunities Fund IV GP, Limited. which is controlled by OCM European Principal Opportunities Fund IV GP, L.P. which is controlled by Oaktree Fund GP I, L.P.

 

Oaktree Fund GP I, L.P. is itself controlled by Oaktree Capital I, L.P. which is controlled by Oaktree Holdings I, LLC which is controlled by Oaktree Holdings, LLC which is controlled by Oaktree Capital Group, LLC, which is controlled by Oaktree Capital Group Holdings, L.P., which is controlled by Oaktree Capital Group Holdings GP, LLC.

 

The number of ordinary shares in Stock Spirits Group PLC held by each entity is as follows:

OCM Luxembourg EPOF S.à r.l.:            21,527,836
OCM Luxembourg EPOF A S.à r.l.:        11,783,047

OCM Luxembourg POF IV S.à r.l.:           40,355,012

 

 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:



14. Contact name:


15. Contact telephone number:


 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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Notification of Major Interest In Shares - RNS