Regulatory Story
Go to market news section View chart   Print
BARCLAYS PLC  -  SVT   

Form 8.5 (EPT/NON-RI) SEVERN TRENT PLC

Released 11:02 17-May-2013

Form 8.5 (EPT/NON-RI) SEVERN TRENT PLC

LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

SEVERN TRENT PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 16 May 2013
(e) Has the EPT previously disclosed, or is it NO
today disclosing, under the Code in respect
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 986,692 0.41% 494,696 0.21%
           
(2) Derivatives (other than
options): 469,833 0.20% 488,713 0.20%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
1,456,525 0.61% 983,409 0.41%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 1,484 20.6700 GBP
ORD Purchase 3,470 20.6671 GBP
ORD Purchase 4,111 20.6794 GBP
ORD Purchase 4,806 20.7132 GBP
ORD Purchase 4,987 20.6925 GBP
ORD Purchase 6,633 20.6761 GBP
ORD Purchase 8,945 20.6636 GBP
ORD Purchase 9,053 20.6628 GBP
ORD Purchase 9,122 20.6448 GBP
ORD Purchase 9,161 20.6655 GBP
ORD Purchase 16,828 20.6860 GBP
ORD Purchase 19,494 20.6769 GBP
ORD Purchase 50,000 20.7000 GBP
ORD Sale 110 20.6660 GBP
ORD Sale 906 20.6745 GBP
ORD Sale 2,442 20.6835 GBP
ORD Sale 2,496 20.6716 GBP
ORD Sale 2,578 20.6200 GBP
ORD Sale 3,362 20.6798 GBP
ORD Sale 3,404 20.7624 GBP
ORD Sale 3,802 20.7709 GBP
ORD Sale 4,342 20.6578 GBP
ORD Sale 4,932 20.7217 GBP
ORD Sale 6,217 20.6522 GBP
ORD Sale 6,376 20.6500 GBP
ORD Sale 7,221 20.6640 GBP
ORD Sale 8,975 20.6944 GBP
ORD Sale 10,897 20.6848 GBP
ORD Sale 16,528 20.6741 GBP
ORD Sale 28,128 20.7045 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 1,000 20.6769 GBP
ORD SWAP Long 5,531 20.6876 GBP
ORD SWAP Long 9,830 20.6690 GBP
ORD CFD Long 10,830 20.6637 GBP
ORD SWAP Short 4,806 20.7132 GBP
ORD SWAP Short 9,093 20.6719 GBP
ORD SWAP Short 11,048 20.6766 GBP
ORD SWAP Short 18,066 20.6602 GBP
ORD CFD Short 50,000 20.7000 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

17 May 2013

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

Source: BARCLAYS PLC


Close


London Stock Exchange plc is not responsible for and does not check content on this Website. Website users are responsible for checking content. Any news item (including any prospectus) which is addressed solely to the persons and countries specified therein should not be relied upon other than by such persons and/or outside the specified countries. Terms and conditions, including restrictions on use and distribution apply.

 


Form 8.5 (EPT/NON-RI) SEVERN TRENT PLC - RNS