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BARCLAYS PLC  -  GLEN   

Form 8.5 (EPT/NON-RI) Glencore International Plc

Released 11:30 18-Jan-2013

Form 8.5 (EPT/NON-RI) Glencore International Plc

LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 17 January 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,727,506 0.07% 42,884,609 0.60%
           
(2) Derivatives (other than
options): 41,250,847 0.58% 2,609,821 0.04%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
45,978,353 0.65% 45,494,430 0.64%
Class of relevant security:     Convertible Bond XS0475310396            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,100,000 0.05% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
1,100,000 0.05% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 265 3.7541 GBP
ORD Purchase 1,258 3.7562 GBP
ORD Purchase 1,429 3.7554 GBP
ORD Purchase 2,629 3.7440 GBP
ORD Purchase 7,456 3.7985 GBP
ORD Purchase 13,439 3.7648 GBP
ORD Purchase 23,583 3.7527 GBP
ORD Purchase 29,379 3.7190 GBP
ORD Purchase 30,864 3.7372 GBP
ORD Purchase 37,723 3.7336 GBP
ORD Purchase 40,201 3.7572 GBP
ORD Purchase 49,502 3.7597 GBP
ORD Purchase 52,111 3.7240 GBP
ORD Purchase 64,700 3.7637 GBP
ORD Purchase 83,913 3.7547 GBP
ORD Purchase 140,700 47.4469 HKD
ORD Purchase 152,500 3.7848 GBP
ORD Purchase 159,750 3.7391 GBP
ORD Purchase 300,000 3.7613 GBP
ORD Purchase 399,179 3.7569 GBP
ORD Purchase 436,887 3.7766 GBP
ORD Purchase 670,082 3.7525 GBP
ORD Sale 111 3.7534 GBP
ORD Sale 1,404 3.7748 GBP
ORD Sale 1,694 3.7553 GBP
ORD Sale 2,100 47.5000 HKD
ORD Sale 2,900 47.6000 HKD
ORD Sale 3,301 3.7499 GBP
ORD Sale 4,614 3.7433 GBP
ORD Sale 5,600 47.3500 HKD
ORD Sale 6,081 3.7377 GBP
ORD Sale 6,085 3.7213 GBP
ORD Sale 6,591 3.7539 GBP
ORD Sale 7,800 47.3000 HKD
ORD Sale 11,172 3.7820 GBP
ORD Sale 11,870 3.7615 GBP
ORD Sale 13,000 3.7589 GBP
ORD Sale 16,759 3.7334 GBP
ORD Sale 20,098 3.7672 GBP
ORD Sale 22,267 3.7607 GBP
ORD Sale 22,562 3.7300 GBP
ORD Sale 31,901 3.7635 GBP
ORD Sale 33,545 3.7710 GBP
ORD Sale 33,800 47.5500 HKD
ORD Sale 39,500 47.4500 HKD
ORD Sale 39,564 3.7795 GBP
ORD Sale 45,208 3.7611 GBP
ORD Sale 49,900 47.4000 HKD
ORD Sale 52,728 3.7333 GBP
ORD Sale 57,951 3.7357 GBP
ORD Sale 101,441 3.7942 GBP
ORD Sale 108,301 3.7628 GBP
ORD Sale 136,143 3.7830 GBP
ORD Sale 151,455 3.7640 GBP
ORD Sale 193,127 3.7985 GBP
ORD Sale 284,322 3.7653 GBP
ORD Sale 284,340 3.8214 GBP
ORD Sale 509,027 3.7805 GBP
ORD (traded as ADR) Purchase 4,000 12.0800 USD
ORD (traded as ADR) Sale 4,000 12.0800 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 900 47.5371 HKD
ORD CFD Long 1,884 3.7167 GBP
ORD CFD Long 3,000 3.7562 GBP
ORD CFD Long 3,000 3.8062 GBP
ORD CFD Long 25,228 3.7691 GBP
ORD CFD Long 35,094 3.7529 GBP
ORD CFD Long 101,441 3.7942 GBP
ORD CFD Long 108,301 3.7627 GBP
ORD CFD Long 284,340 3.8213 GBP
ORD CFD Short 3,600 3.7558 GBP
ORD SWAP Short 4,043 3.7960 GBP
ORD CFD Short 4,200 3.7872 GBP
ORD CFD Short 4,899 3.7918 GBP
ORD SWAP Short 13,801 3.7204 GBP
ORD CFD Short 25,218 3.7122 GBP
ORD SWAP Short 81,490 3.7222 GBP
ORD CFD Short 300,000 3.7613 GBP
ORD CFD Short 358,750 3.7624 GBP
ORD CFD Short 346,450 3.7454 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

18 Jan 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

Source: BARCLAYS PLC


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Form 8.5 (EPT/NON-RI) Glencore International Plc - RNS