Regulatory Story
Go to market news section View chart   Print
RNS

Holding(s) in Company

Released 09:36 11-Jan-2013

RNS Number : 3519V
Schroder AsiaPacific Fund PLC
11 January 2013
 



For filings with the FSA include the annex

For filings with issuer exclude the annex

 

TR-1: Notifications of Major Interests in Shares

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

 

Schroder AsiaPacific Fund Plc

 

2. Reason for the notification

(please place an X inside the appropriate bracket/s):

 

An acquisition or disposal of voting rights: (X)

 

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: (  )

 

An event changing the breakdown of voting rights: (  )

 

Other (please specify) : Transfer into Nominees (  )

 

3. Full name of person(s) subject to notification obligation:

 

Lazard Asset Management LLC

 

4. Full name of shareholder(s) (if different from 3):

 

Bank of New York, Inc - Dir Personal

Bank of New York, Inc - Global Custody

CIBC-Mellon Canadian office

Comerica Bank

Mellon Trust

Morgan Stanley Prime Brokerage

Northern Trust Co

State Street Bank - Custodian

State Street Bank - Master Trust

State Street - Custody Master Trust

 

5. Date of transaction (and date on which the threshold is crossed or reached if different):

 

09 January 2013

 

6. Date on which issuer notified:

 

10 January 2013

 

7. Threshold(s) that is/are crossed or reached:

 

Increase from 4% to 5%

 

8. Notified Details:

 

 

A: Voting rights attached to shares

 

Class/type of shares if possible use ISIN CODE

Situation previous to the triggering transaction

Ordinary Shares

 

GB0007918872

Number of shares

6,394,910

 

Number of voting rights

6,394,910

 

 

 

 

 

Resulting situation after the triggering transaction

 

 

Number of shares

Number of voting rights

% of voting rights




Direct



Direct


Indirect

9,961,989

 

Direct


Indirect

5.87%

 

 

 

 

 

 

B: Financial Instruments

Resulting situation after the triggering transaction

 

Type of financial instrument


Expiration date




Exercise/conversion period



No. of voting rights that may be acquired if the instrument exercised/ converted

% of voting rights




 

 

 

 

 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date

Exercise/
Conversion period

Number of voting rights instrument refers to

 

% of voting rights

 

 

 

 

 

Nominal

Delta

 

 

Total (A+B+C)

Number of voting rights


% of voting rights


9,961,989

5.87%

 

 

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable :

 

Lazard Asset Management LLC controls all the voting rights held of this issuer.

 

Proxy Voting:

 

10. Name of proxy holder:

 

N/A

 

11. Number of voting rights proxy holder will cease to hold:

 

N/A

 

12. Date on which proxy holder will cease to hold voting rights:

 

N/A

 

13. Additional information:

 

N/A

 

14. Contact name:

 

John Spedding

 

15. Contact telephone number:

 

020 7658 3206

 

    Date:  11 January 2013


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLUAOKROVAAARR
Close


London Stock Exchange plc is not responsible for and does not check content on this Website. Website users are responsible for checking content. Any news item (including any prospectus) which is addressed solely to the persons and countries specified therein should not be relied upon other than by such persons and/or outside the specified countries. Terms and conditions, including restrictions on use and distribution apply.

 


Holding(s) in Company - RNS