Regulatory Story
Go to market news section View chart   Print
Company BARCLAYS PLC
TIDM DXNS
Headline

Form 8.5 (EPT/NON-RI) AMENDMENT - DIXONS RETAIL PLC

Released 12:15 10-Jul-2014
Number 0710005594

Form 8.5 (EPT/NON-RI) AMENDMENT - DIXONS RETAIL PLC

LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose DIXONS RETAIL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt

DIXONS RETAIL PLC

  principal trader is connected  
(d) Date position held/dealing undertaken: 8 July 2014
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect CARPHONE WAREHOUSE GROUP PLC
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 5,158,213 0.14% 7,208,622 0.20%
           
(2) Derivatives (other than
options): 4,442,460 0.12% 181,742 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
TOTAL:
9,600,673 0.26% 7,390,364 0.20%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 15,996 0.4853 GBP
ORD Purchase 48,319 0.4855 GBP
ORD Purchase 240,002 0.4847 GBP
ORD Purchase 758,079 0.4857 GBP
ORD Sale 794 0.4862 GBP
ORD Sale 3,338 0.4824 GBP
ORD Sale 31,652 0.4849 GBP
ORD Sale 47,834 0.4860 GBP
ORD Sale 56,543 0.4847 GBP
ORD Sale 110,742 0.4850 GBP
ORD Sale 379,780 0.4853 GBP
ORD Sale 732,813 0.4852 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 31,652 0.4849 GBP
ORD SWAP Long 60,675 0.4846 GBP
ORD SWAP Long 205,980 0.4856 GBP
ORD CFD Long 338,575 0.4852 GBP
ORD SWAP Long 719,789 0.4851 GBP
ORD SWAP Short 139,031 0.4833 GBP
ORD SWAP Short 158,461 0.4863 GBP
ORD CFD Short 758,079 0.4857 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 10 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

Source: BARCLAYS PLC


Close


London Stock Exchange plc is not responsible for and does not check content on this Website. Website users are responsible for checking content. Any news item (including any prospectus) which is addressed solely to the persons and countries specified therein should not be relied upon other than by such persons and/or outside the specified countries. Terms and conditions, including restrictions on use and distribution apply.

 


Form 8.5 (EPT/NON-RI) AMENDMENT - DIXONS RETAIL PLC - RNS