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Company BARCLAYS PLC
TIDM FCAM
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Form 8.5 (EPT/NON-RI) - F&C Asset Management PLC

Released 11:27 28-Jan-2014
Number 0128005765

Form 8.5 (EPT/NON-RI) - F&C Asset Management PLC

LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose F&C ASSET MANAGEMENT PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 27 January 2014
(e) Has the EPT previously disclosed, or is it NO
today disclosing, under the Code in respect
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,967,243 1.03% 712,360 0.12%
           
(2) Derivatives (other than
options): 283,466 0.05% 746,077 0.13%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
6,250,709 1.08% 1,458,437 0.25%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 282 0.9585 GBP
ORD Purchase 1,135 0.9475 GBP
ORD Purchase 1,232 0.9320 GBP
ORD Purchase 1,484 0.9465 GBP
ORD Purchase 1,832 0.9575 GBP
ORD Purchase 1,981 0.9570 GBP
ORD Purchase 2,059 0.9460 GBP
ORD Purchase 2,317 0.9470 GBP
ORD Purchase 2,385 0.9455 GBP
ORD Purchase 2,451 0.9415 GBP
ORD Purchase 2,458 0.9495 GBP
ORD Purchase 3,091 0.9515 GBP
ORD Purchase 3,134 1.1565 GBP
ORD Purchase 3,838 0.9592 GBP
ORD Purchase 3,992 1.1520 GBP
ORD Purchase 4,123 0.9525 GBP
ORD Purchase 4,234 0.9520 GBP
ORD Purchase 4,578 0.9590 GBP
ORD Purchase 4,986 0.9605 GBP
ORD Purchase 5,123 1.1685 GBP
ORD Purchase 5,388 0.9855 GBP
ORD Purchase 5,532 1.1390 GBP
ORD Purchase 5,901 1.1599 GBP
ORD Purchase 6,989 1.1400 GBP
ORD Purchase 7,494 1.1510 GBP
ORD Purchase 8,345 0.9565 GBP
ORD Purchase 13,280 1.0000 GBP
ORD Purchase 14,102 1.1674 GBP
ORD Purchase 15,486 1.1616 GBP
ORD Purchase 18,906 1.1580 GBP
ORD Purchase 19,748 1.1535 GBP
ORD Purchase 21,740 1.1630 GBP
ORD Purchase 23,696 0.9595 GBP
ORD Purchase 24,290 1.1560 GBP
ORD Purchase 25,314 0.9800 GBP
ORD Purchase 40,100 0.9580 GBP
ORD Purchase 40,834 1.0549 GBP
ORD Purchase 41,841 0.9490 GBP
ORD Purchase 42,283 0.9600 GBP
ORD Purchase 42,757 0.9500 GBP
ORD Purchase 53,074 1.1178 GBP
ORD Purchase 54,327 1.1550 GBP
ORD Purchase 57,447 1.0426 GBP
ORD Purchase 57,584 1.1570 GBP
ORD Purchase 63,404 0.9410 GBP
ORD Purchase 67,581 0.9560 GBP
ORD Purchase 105,983 1.1610 GBP
ORD Purchase 113,563 1.1540 GBP
ORD Purchase 121,706 1.1620 GBP
ORD Purchase 144,540 1.1700 GBP
ORD Purchase 147,690 1.1530 GBP
ORD Purchase 186,577 1.1649 GBP
ORD Purchase 208,955 1.1644 GBP
ORD Purchase 316,894 1.1600 GBP
ORD Purchase 577,146 1.1487 GBP
ORD Purchase 638,683 1.1640 GBP
ORD Purchase 685,356 1.1298 GBP
ORD Purchase 796,922 1.1650 GBP
ORD Purchase 869,618 1.1544 GBP
ORD Purchase 882,263 1.1686 GBP
ORD Purchase 2,000,000 1.1691 GBP
ORD Sale 282 0.9585 GBP
ORD Sale 922 1.1619 GBP
ORD Sale 1,135 0.9475 GBP
ORD Sale 1,232 0.9320 GBP
ORD Sale 1,484 0.9465 GBP
ORD Sale 1,832 0.9575 GBP
ORD Sale 1,961 1.1692 GBP
ORD Sale 1,978 1.1242 GBP
ORD Sale 1,981 0.9570 GBP
ORD Sale 2,059 0.9460 GBP
ORD Sale 2,317 0.9470 GBP
ORD Sale 2,385 0.9455 GBP
ORD Sale 2,451 0.9415 GBP
ORD Sale 2,458 0.9495 GBP
ORD Sale 3,091 0.9515 GBP
ORD Sale 3,134 1.1565 GBP
ORD Sale 3,542 1.0579 GBP
ORD Sale 3,838 0.9592 GBP
ORD Sale 3,992 1.1520 GBP
ORD Sale 4,123 0.9525 GBP
ORD Sale 4,234 0.9520 GBP
ORD Sale 4,313 1.1387 GBP
ORD Sale 4,578 0.9590 GBP
ORD Sale 4,986 0.9605 GBP
ORD Sale 5,388 0.9855 GBP
ORD Sale 5,532 1.1390 GBP
ORD Sale 6,989 1.1400 GBP
ORD Sale 7,494 1.1510 GBP
ORD Sale 8,345 0.9565 GBP
ORD Sale 8,940 1.0821 GBP
ORD Sale 13,280 1.0000 GBP
ORD Sale 15,936 0.9426 GBP
ORD Sale 16,062 1.1719 GBP
ORD Sale 18,906 1.1580 GBP
ORD Sale 19,495 1.1561 GBP
ORD Sale 19,871 1.1710 GBP
ORD Sale 21,740 1.1630 GBP
ORD Sale 23,696 0.9595 GBP
ORD Sale 24,290 1.1560 GBP
ORD Sale 25,314 0.9800 GBP
ORD Sale 30,000 1.1300 GBP
ORD Sale 40,100 0.9580 GBP
ORD Sale 42,283 0.9600 GBP
ORD Sale 42,757 0.9500 GBP
ORD Sale 46,195 1.1354 GBP
ORD Sale 54,327 1.1550 GBP
ORD Sale 57,584 1.1570 GBP
ORD Sale 63,404 0.9410 GBP
ORD Sale 67,581 0.9560 GBP
ORD Sale 99,074 1.1645 GBP
ORD Sale 105,983 1.1610 GBP
ORD Sale 113,563 1.1540 GBP
ORD Sale 121,706 1.1620 GBP
ORD Sale 145,667 1.1700 GBP
ORD Sale 147,690 1.1530 GBP
ORD Sale 165,838 1.1704 GBP
ORD Sale 220,774 1.1667 GBP
ORD Sale 328,237 1.1600 GBP
ORD Sale 438,184 1.0756 GBP
ORD Sale 500,000 1.1707 GBP
ORD Sale 549,146 1.1371 GBP
ORD Sale 629,912 1.1640 GBP
ORD Sale 647,376 1.1657 GBP
ORD Sale 796,922 1.1650 GBP
ORD Sale 1,341,452 1.1675 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 3,050 1.1498 GBP
ORD SWAP Long 4,313 1.1387 GBP
ORD CFD Long 5,999 1.1688 GBP
ORD SWAP Long 19,495 1.1561 GBP
ORD SWAP Long 45,020 1.0827 GBP
ORD CFD Long 49,827 0.9598 GBP
ORD CFD Long 51,693 1.1601 GBP
ORD SWAP Long 72,763 1.1588 GBP
ORD SWAP Long 116,050 1.1544 GBP
ORD SWAP Long 117,737 1.1686 GBP
ORD SWAP Long 256,414 1.0887 GBP
ORD CFD Short 100 0.9251 GBP
ORD CFD Short 114 0.9360 GBP
ORD SWAP Short 5,123 1.1685 GBP
ORD SWAP Short 7,636 1.1601 GBP
ORD CFD Short 7,451 1.1541 GBP
ORD SWAP Short 15,227 1.1699 GBP
ORD CFD Short 74,704 1.0133 GBP
ORD SWAP Short 217,500 1.1097 GBP
ORD CFD Short 405,913 1.1632 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:   28 Jan 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

Source: BARCLAYS PLC


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Form 8.5 (EPT/NON-RI) - F&C Asset Management PLC - RNS