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Company BARCLAYS PLC
TIDM GLEN
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Form 8.5 (EPT/NON-RI) Glencore International

Released 11:54 18-Mar-2013
Number 0318005707

Form 8.5 (EPT/NON-RI) Glencore International

LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 15 March 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
Interests   Short Positions
  Number   (%) Number   (%)
(1)   Relevant securities owned
and/or controlled: 3,299,736 0.05% 45,612,206 0.64%
           
(2) Derivatives (other than
options): 40,343,018 0.57% 1,283,790 0.02%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
43,642,754 0.61% 46,895,996 0.66%
           
Class of relevant security: Convertible Bond XS0475310396
Interests   Short Positions  
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,500,000 0.15% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
3,500,000 0.15% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 45.0000 HKD
ORD Purchase 400 3.8620 GBP
ORD Purchase 600 45.1500 HKD
ORD Purchase 761 3.8950 GBP
ORD Purchase 800 45.2000 HKD
ORD Purchase 1,574 3.8786 GBP
ORD Purchase 4,200 45.1000 HKD
ORD Purchase 5,865 3.8756 GBP
ORD Purchase 5,914 3.8742 GBP
ORD Purchase 6,956 3.8647 GBP
ORD Purchase 7,300 45.3000 HKD
ORD Purchase 11,200 45.0500 HKD
ORD Purchase 11,300 45.2500 HKD
ORD Purchase 13,124 3.8698 GBP
ORD Purchase 15,000 45.3500 HKD
ORD Purchase 17,155 3.8750 GBP
ORD Purchase 21,746 3.8791 GBP
ORD Purchase 32,395 3.8741 GBP
ORD Purchase 41,980 3.8704 GBP
ORD Purchase 54,147 3.8743 GBP
ORD Purchase 77,234 3.8767 GBP
ORD Purchase 78,781 3.8716 GBP
ORD Purchase 79,237 3.8736 GBP
ORD Purchase 244,000 3.8654 GBP
ORD Purchase 337,856 3.8769 GBP
ORD Purchase 443,631 3.8785 GBP
ORD Purchase 987,799 3.8773 GBP
ORD Sale 207 3.8750 GBP
ORD Sale 1,173 3.8618 GBP
ORD Sale 1,456 3.8663 GBP
ORD Sale 2,577 3.8803 GBP
ORD Sale 3,642 3.8875 GBP
ORD Sale 6,927 3.8664 GBP
ORD Sale 16,075 3.8783 GBP
ORD Sale 17,923 3.8678 GBP
ORD Sale 19,311 3.8785 GBP
ORD Sale 23,010 3.8691 GBP
ORD Sale 48,757 3.8767 GBP
ORD Sale 50,400 45.2280 HKD
ORD Sale 56,187 3.8765 GBP
ORD Sale 84,181 3.8756 GBP
ORD Sale 95,835 3.8727 GBP
ORD Sale 227,668 3.8706 GBP
ORD Sale 958,445 3.8778 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 8,960 3.8721 GBP
ORD CFD Long 42,000 3.8779 GBP
ORD CFD Long 42,692 3.8578 GBP
ORD CFD Long 250,000 3.8781 GBP
ORD CFD Short 100 45.0590 HKD
ORD CFD Short 35,490 3.8818 GBP
ORD CFD Short 56,133 3.8932 GBP
ORD SWAP Short 81,123 3.8745 GBP
ORD CFD Short 46,109 3.8524 GBP
ORD SWAP Short 109,629 3.8759 GBP
ORD CFD Short 244,000 3.8654 GBP
ORD CFD Short 123,268 3.8782 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 18 Mar 2013
Contact name: Geoff Smith
Telephone number: 0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

Source: BARCLAYS PLC


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Form 8.5 (EPT/NON-RI) Glencore International - RNS