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Company BARCLAYS PLC
TIDM GLEN
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Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

Released 10:55 07-Mar-2013
Number 0307005509

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 6 March 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 3,297,692 0.05% 46,066,203 0.65%
           
(2) Derivatives (other than
options): 41,049,908 0.58% 1,471,644 0.02%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
44,347,600 0.62% 47,537,847 0.67%
           
Class of relevant security: Convertible Bond XS0475310396
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,800,000 0.21% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
4,800,000 0.21% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 45.1500 HKD
ORD Purchase 268 3.8858 GBP
ORD Purchase 372 3.8852 GBP
ORD Purchase 1,006 3.8817 GBP
ORD Purchase 1,300 45.4500 HKD
ORD Purchase 1,632 3.8750 GBP
ORD Purchase 1,775 3.9126 GBP
ORD Purchase 2,388 3.8974 GBP
ORD Purchase 4,800 45.5500 HKD
ORD Purchase 5,400 45.5000 HKD
ORD Purchase 6,700 45.6500 HKD
ORD Purchase 6,720 3.8741 GBP
ORD Purchase 7,048 3.8746 GBP
ORD Purchase 7,971 3.8790 GBP
ORD Purchase 10,527 3.9006 GBP
ORD Purchase 10,800 45.6000 HKD
ORD Purchase 11,000 45.7000 HKD
ORD Purchase 37,343 3.8853 GBP
ORD Purchase 42,103 3.8821 GBP
ORD Purchase 63,656 3.8868 GBP
ORD Purchase 66,429 3.8915 GBP
ORD Purchase 69,539 3.8779 GBP
ORD Purchase 70,632 3.8841 GBP
ORD Purchase 77,485 3.8826 GBP
ORD Purchase 120,913 3.8820 GBP
ORD Purchase 157,341 3.8761 GBP
ORD Purchase 192,868 3.8874 GBP
ORD Purchase 287,547 3.8751 GBP
ORD Purchase 366,000 3.8897 GBP
ORD Sale 186 3.8763 GBP
ORD Sale 500 45.7000 HKD
ORD Sale 610 3.8715 GBP
ORD Sale 1,000 45.6500 HKD
ORD Sale 1,650 3.9122 GBP
ORD Sale 3,949 3.9139 GBP
ORD Sale 4,563 3.8976 GBP
ORD Sale 5,964 3.9029 GBP
ORD Sale 6,542 3.8959 GBP
ORD Sale 19,821 3.8750 GBP
ORD Sale 20,587 3.9056 GBP
ORD Sale 26,000 45.5748 HKD
ORD Sale 47,287 3.8941 GBP
ORD Sale 50,647 3.8984 GBP
ORD Sale 75,233 3.8907 GBP
ORD Sale 76,250 3.7929 GBP
ORD Sale 76,250 3.8556 GBP
ORD Sale 93,573 3.8950 GBP
ORD Sale 99,917 3.8915 GBP
ORD Sale 174,354 3.8872 GBP
ORD Sale 210,714 3.8899 GBP
ORD (traded as ADR) Purchase 3,000 11.6660 USD
ORD (traded as ADR) Sale 3,000 11.6660 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 1,500 45.6085 HKD
ORD CFD Long 14,100 3.9156 GBP
ORD CFD Long 76,250 3.7924 GBP
ORD CFD Long 76,250 3.8551 GBP
ORD CFD Long 114,676 3.8935 GBP
ORD CFD Long 186,414 3.8888 GBP
ORD CFD Short 3,929 3.9187 GBP
ORD CFD Short 14,100 45.7307 HKD
ORD CFD Short 26,505 3.8989 GBP
ORD SWAP Short 30,046 3.8806 GBP
ORD SWAP Short 37,500 3.8803 GBP
ORD SWAP Short 117,233 3.8824 GBP
ORD CFD Short 366,000 3.8897 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 7 Mar 2013
Contact name: Geoff Smith
Telephone number: 0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

Source: BARCLAYS PLC


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Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - RNS