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Company BARCLAYS PLC
TIDM GLEN
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Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

Released 10:48 18-Feb-2013
Number 0218005231

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

GLENCORE INTL PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 15 February 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 2,409,497 0.03% 46,499,690 0.65%
           
(2) Derivatives (other than
options): 43,236,415 0.61% 1,065,881 0.02%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
45,645,912 0.64% 47,565,571 0.67%
           
Class of relevant security: Convertible Bond XS0475310396
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,400,000 0.19% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
4,400,000 0.19% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 200 47.1000 HKD
ORD Purchase 700 47.3000 HKD
ORD Purchase 1,246 3.9405 GBP
ORD Purchase 2,000 47.2000 HKD
ORD Purchase 2,452 3.9531 GBP
ORD Purchase 4,360 3.9453 GBP
ORD Purchase 6,722 3.9397 GBP
ORD Purchase 8,793 3.9381 GBP
ORD Purchase 8,816 3.9379 GBP
ORD Purchase 10,000 47.2350 HKD
ORD Purchase 11,557 3.9433 GBP
ORD Purchase 11,780 3.9423 GBP
ORD Purchase 14,330 3.9349 GBP
ORD Purchase 25,930 3.9484 GBP
ORD Purchase 36,169 3.9519 GBP
ORD Purchase 38,068 3.9205 GBP
ORD Purchase 88,703 3.9451 GBP
ORD Purchase 132,625 3.9450 GBP
ORD Purchase 850,000 3.9472 GBP
ORD Sale 600 47.3000 HKD
ORD Sale 708 3.9446 GBP
ORD Sale 1,256 3.9205 GBP
ORD Sale 1,376 3.9355 GBP
ORD Sale 1,773 3.9493 GBP
ORD Sale 2,200 47.1909 HKD
ORD Sale 2,452 3.9531 GBP
ORD Sale 2,984 3.9498 GBP
ORD Sale 8,729 3.9507 GBP
ORD Sale 10,000 47.2350 HKD
ORD Sale 13,175 3.9416 GBP
ORD Sale 24,154 3.9515 GBP
ORD Sale 27,475 3.9524 GBP
ORD Sale 30,723 3.9454 GBP
ORD Sale 34,316 3.9492 GBP
ORD Sale 44,914 3.9523 GBP
ORD Sale 57,124 3.9451 GBP
ORD Sale 76,477 3.9449 GBP
ORD Sale 109,340 3.9476 GBP
ORD Sale 184,318 3.9413 GBP
ORD Sale 397,826 3.9463 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 6,096 3.9557 GBP
ORD SWAP Long 9,985 3.9516 GBP
ORD CFD Long 5,952 3.9564 GBP
ORD SWAP Long 12,709 3.9532 GBP
ORD SWAP Long 62,855 3.9520 GBP
ORD CFD Long 211,367 3.9481 GBP
ORD CFD Short 100 47.3595 HKD
ORD SWAP Short 5,600 3.9403 GBP
ORD SWAP Short 5,700 3.9394 GBP
ORD CFD Short 13,907 3.9341 GBP
ORD SWAP Short 14,700 3.9387 GBP
ORD CFD Short 850,000 3.9472 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 18 Feb 2013
Contact name: Geoff Smith
Telephone number: 0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

Source: BARCLAYS PLC


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Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - RNS