Holding(s) in Company - London Stock Exchange

Regulatory Story

Company	JPMorgan Japan Smaller Co Tst PLC
TIDM	JPS
Headline	Holding(s) in Company
Released	10:32 11-Jan-2013
Number	3561V10

RNS Number : 3561V

JPMorgan Japan Smaller Co Tst PLC

11 January 2013

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:

JPMorgan Japanese Smaller Companies Investment Trust plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

yes

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

3. Full name of person(s) subject to the
notification obligation:

1607 Capital Partners, LLC

4. Full name of shareholder(s)
(if different from 3.):

Northern Trust	2,652,502
Bny Mellon	3,118,711
State Street	1,221,878

5. Date of the transaction and date on
which the threshold is crossed or
reached:

January 7, 2013

6. Date on which issuer notified:

January 10, 2013

7. Threshold(s) that is/are crossed or
reached:

18%

8. Notified details:

A: Voting rights attached to shares

Class/type of
shares

if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of voting rights ^x

Direct

Direct ^xi

Indirect ^xii

Direct

Indirect

GB0003165817

7,403,091

6,993,091

17.84%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date

Exercise/
Conversion Period

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date

Exercise/
Conversion period

Number of voting rights instrument refers to

% of voting rights

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

Same as A

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:


Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:

13. Additional information:
14. Contact name:
15. Contact telephone number:

Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in share

A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal entities)	1607 Capital Partners, LLC
Contact address (registered office for legal entities)	4991 Lake Brook Dr., Suite 125 Glen Allen, VA, USA 23060
Phone number & email	804-525-1741 bhuntley@1607capital.com
Other useful information (at least legal representative for legal persons)

B: Identity of the notifier, if applicable
Full name	Bryan Huntley
Contact address	Same as above
Phone number & email	Same as above
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)	Chief Compliance Officer

C: Additional information

For notes on how to complete form TR-1 please see the FSA website.

This information is provided by RNS

The company news service from the London Stock Exchange

END

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