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For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Schroder AsiaPacific Fund Plc
2. Reason for the notification
(please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: (X)
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) : Transfer into Nominees ( )
3. Full name of person(s) subject to notification obligation:
Lazard Asset Management LLC
4. Full name of shareholder(s) (if different from 3):
Bank of New York, Inc - Dir Personal
Bank of New York, Inc - Global Custody
CIBC-Mellon Canadian office
Comerica Bank
Mellon Trust
Morgan Stanley Prime Brokerage
Northern Trust Co
State Street Bank - Custodian
State Street Bank - Master Trust
State Street - Custody Master Trust
5. Date of transaction (and date on which the threshold is crossed or reached if different):
09 January 2013
6. Date on which issuer notified:
10 January 2013
7. Threshold(s) that is/are crossed or reached:
Increase from 4% to 5%
8. Notified Details:
A: Voting rights attached to shares
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Class/type of shares if possible use ISIN CODE |
Situation previous to the triggering transaction |
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Ordinary Shares
GB0007918872 |
Number of shares 6,394,910
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Number of voting rights
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Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
% of voting rights |
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Direct
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Direct |
Indirect
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Direct |
Indirect |
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B: Financial Instruments
Resulting situation after the triggering transaction
|
Type of financial instrument |
Expiration date |
Exercise/conversion period |
No. of voting rights that may be acquired if the instrument exercised/ converted |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights |
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Nominal |
Delta |
Total (A+B+C)
|
Number of voting rights |
% of voting rights |
|
9,961,989 |
5.87% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable :
Lazard Asset Management LLC controls all the voting rights held of this issuer.
Proxy Voting:
10. Name of proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
N/A
14. Contact name:
John Spedding
15. Contact telephone number:
020 7658 3206
Date: 11 January 2013
This information is provided by RNS
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