Below you will find a number forms commonly used by member firms for regulatory purposes. You can download, print, complete and return forms to the relevant Exchange departments.
For use by applicant and member firms in order to confirm to the London Stock Exchange their settlement arrangements with third party providers. Firms should complete one or both depending on the settlement arrangements in place. Each declaration must be fully completed and signed by both the firm and its settlement provider.Settlement Agent Declaration Form (PDF 37Kb)Model B Settlement Agreement Declaration Form (PDF 38Kb)
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