| Headline |
Explanation |
| Additional Listing |
Notification of any addition to a company's existing share capital |
| Announcement re: Rights Issue |
To be used by issuers when announcing their intention to employ a Rights Issue. Will generally be announced at the time of the circular being posted to shareholders |
| Base Rate Change |
Statement regarding a change in the interest rate offered/charged by a financial institution |
| Blocklisting Interim Review |
Six monthly notification by a company issuing securities on a regular basis (see Schedule 5 of the FSA Listing Rules) |
| Capital Reorganisation |
Notification of the restructuring of a company's existing share capital |
| Change of Registered Office |
Notification of a change of address of an AIM company's registered office. |
| Compliance with Model Code |
Statement by a closed-ended investment fund under LR15.5.1 confirming that it is satisfied all inside information has been previously notified |
| Conversion of Securities |
Notification of the details of a conversion of securities (e.g. warrants/convertible loan stock) |
| FRN Variable Rate Fix |
Update of interest rate for a floating rate note |
| Geographical Distribution |
Notification by an investment company/trust companies of the geographical distribution of its assets |
| Issue of Debt |
Notification of an issue of debentures, debenture or loan stock, bonds and notes, whether secured or unsecured |
| Issue of Equity |
Notification of an issue of equity shares e.g. offer for subscription/offer for sale/rights issue. |
| Net Asset Value(s) |
Notification by an investment company/trust of its Net Asset Value |
| Portfolio Update |
Notification by an Investment Company of their holdings in other listed investment companies whose investment policies prohibit them from investing more than 15% of their assets in other investment companies. This will include a quarterly detail of their top 10 investments plus other investments greater than 5% of their portfolio. |
| Result of Equity Issue |
Notification of the result of an issue of equity shares e.g offer for subscription/offer for sale/rights issue |
| Result of Tender Offer |
Notification of the result of a tender offer |
| Tender Offer |
Notification of a tender offer |
| Total Assets Value |
Notification by an investment company/trust of its Total Asset Value |
| Total voting rights |
Notification of a change in the total number of voting rights |
| Transaction in Own Shares |
Notification of a transaction involving own shares, including a purchase, sale, redemption, cancellation, transfer or allotment |
| Treasury Stock |
Notification of the rate of interest payable on treasury stocks |