Main Market flotation


Main Market admission

The run-up to the flotation is generally described in terms of a timetable counting down to admission. The following timetable outlines the steps usually taken during each period.

Pre-float preparation

 

24-36 months before admission

  • Develop a robust business plan
  • Ensure contracts are in place with customers/suppliers
  • Review management information systems, operational and compliance controls
  • Consider ownership and tax issues

 

12-24 months before admission


 
6-12 months before admission

  • Consider investor relations strategy
  • Ensure independent audited financial accounts for 3 year period
  • Consider commissioning an independent expert's report
  • Make any necessary changes to the executive board
  • Appoint non-executive directors
  • Ensure company is incorporated under relevant laws
  • Consider pre-flotation fund-raising
  • Decide on method of flotation
  • Hold a beauty parade of advisers

 

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The listing process

 

12-24 weeks before admission

  • Appoint advisers
  • Instruct all advisers
  • Agree timetable

 

6-12 weeks before admission

  • Review problem areas   
  • Produce draft prospectus   
  • Produce other documents in first draft 
  • Initial review of pricing issues 
  • Hold first drafting meetings
  • Submit draft documents to the UKLA  
  • Hold initial meeting with the Exchange     
  • Review PR presentations
  • Host analyst presentations

 

1-6 weeks before admission

  • Continue drafting meetings 
  • Carry out due diligence
  • Hold PR meetings and roadshow
  • Submit documents to the UKLA 
  • Bulk print pathfinder prospectus 


 
1 week before admission week

  • Approval of all documents by the UKLA  
  • Pricing and allocation of the offer 
  • Register prospectus
  • Sign subscription agreement 
  • Bulk print final prospectus  

 

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Admission week

  • Submit 48 hour documents    
  • Make the formal application for listing and admission to trading      
  • Pay UKLA and Exchange fees 
  • Listing and admission to trading granted      
  • Trading begins 

 

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