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Rules for Advisers


Latest Development

AIM Notice 39 (release date 13 May 2014) confirmation of rule books and feedback to AIM Notice 38.

Full details of AIM Notice 39 can be found here.
 
AIM Rules

AIM has its own rulebooks for companies and Nomads, that consist of rules, schedules and guidance notes. The rules have been written in a clear and concise manner,  to make them transparent and easy to understand for all market participants. The rulebooks are updated via a consultation between the Exchange and the AIM community, to ensure they remain appropriate and pragmatic for smaller growing companies.

AIM Notices

The Exchange issues notices to inform AIM market participants of rule consultations, rule confirmations, post-consultation guidance on regulatory matters and any administrative matters relating to the operation of the market. In addition to the AIM Notices, the London Stock Exchange issues notices concerning secondary market rules and regulatory issues that may impact AIM companies.

Downloads
 
  • Rulebooks and Guidance Notes

AIM Rules for Companies - May 2014   (pdffile pdf - 589 KB)
AIM Rules for Nominated Advisers  (pdffile pdf - 440 KB)
PD-AIM Annex I-III (pdffile pdf - 213 KB)
AIM note for Mining, Oil & Gas Companies (pdffile pdf - 4 MB)
AIM Note for Investing Companies (pdffile pdf - 4 MB)
AIM disciplinary procedures (pdffile pdf - 247 KB)
Dividend Procedure Timetable 2014 (pdffile pdf - 204 KB)
Dividend Procedure Timetable 2015(pdffile pdf - 206 KB)

 

  • Forms for AIM companies

AIM Company Application Form - September 2014(docfile doc - 63 KB)
Schedule 1 Pre-admission announcement (docfile doc - 92 KB)
Nomad declaration - 2009 (docfile doc - 469 KB)


  • Forms for Nomads

Nominated Adviser application form NA1  (docfile doc - 618 KB)
Nominated Adviser application form NA2(docfile doc - 575 KB)
Nominated Adviser application form NA3  (docfile doc - 558 KB)

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