Rules for Advisers

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AIM Rules

AIM has its own rulebooks for companies and Nomads, that consist of rules, schedules and guidance notes. The rules have been written in a clear and concise manner,  to make them transparent and easy to understand for all market participants. The rulebooks are updated via a consultation between the Exchange and the AIM community, to ensure they remain appropriate and pragmatic for smaller growing companies.

AIM Notices

The Exchange issues notices to inform AIM market participants of rule consultations, rule confirmations, post-consultation guidance on regulatory matters and any administrative matters relating to the operation of the market. In addition to the AIM notices, the London Stock Exchange issues notices concerning secondary market rules and regulatory issues that may impact AIM companies.

• Rulebooks and Guidance Notes

AIM Rules for Companies (file pdf - 5 MB)
AIM Rules for Nominated Advisers (file pdf - 1 MB)
PD-AIM Annex I-III (file pdf - 213 KB)
AIM note for Mining, Oil & Gas Companies (file pdf - 4 MB)
AIM Note for Investing Companies (file pdf - 4 MB)
AIM disciplinary procedures (file pdf - 1 MB)

• Forms for AIM companies

AIM Company Application Form - February 2007 (file doc - 597 KB)
Schedule 1 Pre-admission announcement (file doc - 92 KB)
Nomad declaration 2007 (file doc - 566 KB)
Dividend Procedure Timetable 2010 (file pdf - 593 KB)
Dividend Procedure Timetable 2009 (file pdf - 194 KB)

• Forms for Nomads

Nominated Adviser application form NA1  (file doc - 618 KB)
Nominated Adviser application form NA2(file doc - 575 KB)
Nominated Adviser application form NA3  (file doc - 558 KB)