Rules for Advisers

Latest Development

AIM Notice 36 (release date 17 February 2010) confirms feedback on AIM Notice 35 and confirmation of AIM rule changes

for disclosure of directors' renumeration and electronic communication with shareholders.

Full details of AIM Notice 36 can be found here.

AIM Rules

AIM has its own rulebooks for companies and Nomads, that consist of rules, schedules and guidance notes. The rules have been written in a clear and concise manner, to make them transparent and easy to understand for all market participants. The rulebooks are updated via a consultation between the Exchange and the AIM community, to ensure they remain appropriate and pragmatic for smaller growing companies.

AIM Notices

The Exchange issues notices to inform AIM market participants of rule consultations, rule confirmations, post-consultation guidance on regulatory matters and any administrative matters relating to the operation of the market. In addition to the AIM Notices, the London Stock Exchange issues notices concerning secondary market rules and regulatory issues that may impact AIM companies.

Downloads

Rulebooks and Guidance Notes

AIM Rules for Companies - February 2010 (file pdf - 921 KB)
AIM Rules for Nominated Advisers (file pdf - 1 MB)
PD-AIM Annex I-III (file pdf - 213 KB)
AIM note for Mining, Oil & Gas Companies (file pdf - 4 MB)
AIM Note for Investing Companies (file pdf - 4 MB)
AIM disciplinary procedures (file pdf - 1 MB)

Forms for AIM companies

AIM Company Application Form - October 2009 (file doc - 497 KB)
Schedule 1 Pre-admission announcement (file doc - 92 KB)
Nomad declaration - 2009 (file doc - 469 KB)
Dividend Procedure Timetable 2011 (file pdf - 78 KB)
Dividend Procedure Timetable 2010 (file pdf - 593 KB)

Forms for Nomads

Nominated Adviser application form NA1 (file doc - 618 KB)
Nominated Adviser application form NA2(file doc - 575 KB)
Nominated Adviser application form NA3 (file doc - 558 KB)

AIM market