Go to London Stock Exchange Group Website

Rules for Advisers


Latest Development

AIM Notice 33 (release date 1 June 2009) confirms AIM rule changes relating to investing companies and introduces the AIM Note for Investing Companies. Other miscellaneous changes to the AIM Rules for Companies and AIM Note for Mining, Oil & Gas companies are also confirmed.

Full details of the changes and feedback on the AIM Notice 30 consultation can be found in AIM Notice 33.

AIM Rules

AIM has its own rulebooks for companies and Nomads, that consist of rules, schedules and guidance notes. The rules have been written in a clear and concise manner,  to make them transparent and easy to understand for all market participants. The rulebooks are updated via a consultation between the Exchange and the AIM community, to ensure they remain appropriate and pragmatic for smaller growing companies.

AIM Notices

The Exchange issues notices to inform AIM market participants of rule consultations, rule confirmations, post-consultation guidance on regulatory matters and any administrative matters relating to the operation of the market. In addition to the AIM notices, the London Stock Exchange issues notices concerning secondary market rules and regulatory issues that may impact AIM companies.

Downloads
 
  • Rulebooks and Guidance Notes

AIM Rules for Companies (pdffile pdf - 5 MB)
AIM Rules for Nominated Advisers (pdffile pdf - 1 MB)
PD-AIM Annex I-III (pdffile pdf - 213 KB)
AIM note for Mining, Oil & Gas Companies (pdffile pdf - 4 MB)
AIM Note for Investing Companies (pdffile pdf - 4 MB)
AIM disciplinary procedures (pdffile pdf - 1 MB)

  • Forms for AIM companies

AIM Company Application Form - February 2007 (docfile doc - 597 KB)
Schedule 1 Pre-admission announcement (docfile doc - 92 KB)
Nomad declaration 2007 (docfile doc - 566 KB)
Dividend Procedure Timetable 2010 (pdffile pdf - 593 KB)
Dividend Procedure Timetable 2009 (pdffile pdf - 194 KB)

  • Forms for Nomads

Nominated Adviser application form NA1  (docfile doc - 618 KB)
Nominated Adviser application form NA2(docfile doc - 575 KB)
Nominated Adviser application form NA3  (docfile doc - 558 KB)

AIM market