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Regulation S


Regulation S establishes criteria pursuant to which certain companies are permitted to conduct their initial public offerings outside the USA without registration under the US Securities Act. One of these criteria is that companies have adequate protective measures in place to ensure that US investors do not purchase their securities during the “distribution compliance period”, usually a period of one to two years.

As Regulation S is a restriction under the US Securities Act, companies required to comply with such regulation should seek appropriate legal advice in conjunction with advice from their Nomads.

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List of Regulation S securities (xlsfile xls - 19 KB)

AIM market