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Inside AIM Newsletter


Inside AIM is a periodic newsletter published by AIM Regulation. It provides guidance to the AIM adviser community, in particular the nominated advisers, on key technical matters on which we receive regular requests for clarification or explanation on the application of the AIM Rules.

In addition, Inside AIM includes an update from our Investigations and Enforcement team.

Inside AIM also includes a regular section on key AIM policy matters.

Copies of the newsletter, together with a summary of its contents, are available for download from this webpage.

Please be aware that the content of the newsletter is primarily aimed at Nomads

Issue

Topics included:

INSIDE AIM – Issue 4 (September 2011)
  • AIM Investigations & Enforcement
  • AIM Rule 7 - Lock-ins for new businesses
  • Close Period rule interpretation
  • Bribery Act 2011
  • Chinese Companies on AIM
  • Suspensions relating to AIM Rule 10/11
  • AIM Rule 26 - website guidance
  • AIM Market Policy Update
  • FAQs

INSIDE AIM – Issue 3 (February 2011)

 
  • AIM Rule 13 - Related party transactions
  • AIM Rule 2 - Release of Schedule Ones
  • AIM Rules 10 & 11 - Dealing with insiders
  • AIM Rule 14 - Suspension for reverse takeovers
  • AIM Rule 15 - Investing policies
  • AIM Rule 3 - Working capital statements
  • Investigations and Enforcement update
  • AIM Market Policy Update
  • FAQs

INSIDE AIM – Issue 2 (July 2010)
  • Corporate Governance on AIM
  • Nomad Review Programme
  • Contact with the Exchange
  • Investigations and Enforcement update
  • AIM Market Policy Update
  • FAQs

INSIDE AIM – Issue 1 (December 2009)
  • AIM Rule 13 - Aggregation of directors’ participation in a related party transaction
  • Purchase by an AIM company of its own securities
  • AIM Rule 14 – Entering into an option agreement to complete a reverse takeover
  • Companies Act 2006 and AIM Rule 19
  • The AIM Note for Investing Companies
  • Depositary receipts
  • Investigations and Enforcement update
  • AIM Market Policy Update
  • FAQs

Feedback

We would welcome any feedback on Inside AIM and any suggestions for matters that you would like us to address in future editions.

Please email any comments to:  aimregulation@londonstockexchange.com

 

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