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AIM Notices


AIM Notices are issued periodically, and contain information on AIM regulatory and administrative matters. They also include details of any amendments to the existing rules, together with guidance on interpreting and applying them.

If you would like to receive our AIM Notices regularly by email, please send an email to aimnotices@londonstockexchange.com.

Notice #

Title

Issue Date

AIM40

Reminder to AIM companies and nomads after developments in Ukraine

18/09/2014

AIM39

Confirmation of rule books and feedback to AIM Notice 38

13/05/2014

- AIM Rules for Companies - May 2014

- AIM Rules for Companies - mark up

- AIM Rules for Nominated Advisers - May 2014

- AIM Rules for Nominated Advisers - mark up

- AIM Disciplinary Procedures and Appeal Handbook - May 2014

- AIM Disciplinary Procedures and Appeal Handbook - mark up

AD12

Stock Exchange AIM Disciplinary Notice

08/05/2014

AIM38

Consultation on proposed changes to AIM Rules for Companies and Nominated Advisers

27/01/2014

- AIM Rules for Companies - Consultation (AIM38)

- AIM Rules for Nominated Advisers - Consultation (AIM38)

AD11

Stock Exchange AIM Disciplinary Notice - Public Censure and Fine - Seymour Pierce Limited

21/12/2011

AIM37

Minor changes to the AIM Rules for Companies

06/06/2011

AIM36

Update on AIM Notice 35 (Disclosure of Directors’ Remuneration and Electronic Communication with Shareholders)

17/02/2010

- AIM Rules for Companies – February 2010

- AIM Rules for Companies – mark-up

AIM35

Proposed AIM Rules for Disclosure of Directors' Remuneration and Electronic Communication with Shareholders

15/12/2009

AD10

Stock Exchange AIM Disciplinary Notice - Public Censure - Environmental Recycling Technologies plc

23/11/2009

AD9

Stock Exchange AIM Disciplinary Notice - Public Censure and Fine - Regal Petroleum plc

17/11/2009

AIM34

Update on AIM Notice 28 (Registered Organisations for AIM Securities)

18/08/2009

AD8

Stock Exchange AIM Disciplinary Notice – Public Censure and Fine – Astaire Securities plc (formerly Blue Oar Securities plc)

22/06/2009

AIM33

Confirmation of new AIM Note for Investing Companies and feedback on AIM Notice 30

01/06/2009

- AIM Rules for Companies - June 2009

- AIM Note for Investing Companies

- AIM Note for Mining, Oil & Gas Companies

- AIM Rules for Companies - mark-up

- AIM Note for Investing Companies - mark-up

AIM32

Changes to Disclosure of Significant Shareholders

28/05/2009

AIM31

AIM Rule amendments relating to Rights Issue Subscription Periods

10/02/2009

AIM30

Proposed New AIM Rules for Investing Companies and other changes

18/12/2008

- AIM Note for Investing Companies

- AIM Note for Mining, Oil and Gas Companies

AD7

Stock Exchange AIM Disciplinary Notice - Public Censure - Minmet plc

04/12/2008

AD6

Stock Exchange AIM Disciplinary Notice

16/07/2008

AD5

Stock Exchange AIM Disciplinary Notice - Public Censure and Fine -Meridian Petroleum plc

19/06/2008

AD4

Stock Exchange AIM Disciplinary Notice - Public Censure - SubSea Resources plc

01/02/2008

AIM29/AD3

Update on Rule 26 (Websites) and Stock Exchange AIM Disciplinary Notice

10/01/2008

AD2

Stock Exchange AIM Disciplinary Notice

28/12/2007

AD1

Stock Exchange AIM Disciplinary Notice - Public Censure and Fine - Nabarro Wells & Co Limited

19/10/2007

AIM 28

Registered organisations for AIM securities

23/04/2007

AIM 27

Confirmation of new AIM Rules and feedback on AIM Notice 24

20/02/2007

- AIM Rules for companies

- AIM Rules for companies (mark-up)

- AIM Rules for Nominated Advisers

- AIM Rules for Nominated Advisers (mark-up)

- AIM Disciplinary Procedures and Appeals Handbook

- AIM Disciplinary Procedures and Appeals Handbook (mark-up)

AIM 26

Update on AIM Notice 25 and Discussion of Other Legislative Changes

12/01/2007

- AIM Rules (MS Word 484Kb)

- AIM Rules marked copy (MS word 391Kb)

AIM 25

Changes to the Disclosure of Significant Shareholders

30/11/2006

AIM 24

AIM Rules for Nominated Advisers and Other Proposed Rule Amendments - Consultation

02/10/2006

- AIM Rules for Nominated Advisers - Consultation (AIM24)

- AIM Rules for Companies - Consultation (AIM24)

- AIM Disciplinary Procedures and Appeals Handbook - Consultation (AIM24)

AIM 23

AIM Rules - Update on AIM Notice 22

31/08/2006

AIM 22

Confirmation of Permissible Accounting Standards

22/08/2006

AIM 21

Confirmation of Settlement of AIM Reg S Securities and SIS

28/07/2006

AIM 20

Update on AIM Notice 18

04/07/2006

AIM 19

Settlement of AIM Reg S Securities and SIS

26/05/2006

AIM 18

Proposed Changes to the AIM Rules in respect of Third Party Trading Platforms

06/04/2006

AIM 17

Reminder of Investing Company Rules

17/03/2006

AIM 16

Guidance notes for Mining, Oil and Gas

16/03/2006

AIM 15

IAS Confirmation and Consultations

21/12/2005

AIM 14

AIM Rules update

03/05/2005

AIM 13

AIM Rules update

18/03/2005

AIM 12

AIM Rules - consultation

31/05/2005

AIM 11

AIM investing companies and other rule changes consultation

31/01/2005

AIM 10

October 2004 update

07/10/2004

AIM 09

Consultation - AIM Rules for companies

16/06/2004

AIM 08

December 2003 Update

28/11/2003

AIM 07

Consultation - AIM Rules for companies

25/07/2003

AIM 06

May 2003 Update

28/05/2003

AIM 05

Consultation - AIM Rules for companies

18/03/2003

AIM 04

AIM Disciplinary procedures and appeals handbook

17/02/2003

AIM 03

Disciplinary procedures and appeals handbook consultation

11/11/2002

AIM 02

August 2002 Update

19/08/2002

AIM 01

(N27) Consultation - AIM Rules for companies

27/07/2002

 

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