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AIM Notices


AIM Notices are issued periodically, and contain information on AIM regulatory and administrative matters. They also include details of any amendments to the existing rules, together with guidance on interpreting and applying them.

If you would like to receive our AIM Notices regularly by email, please send an email to aimnotices@lseg.com.

Notice # Title Issue Date
AD15 Stock Exchange AIM Disciplinary Notice 15/12/2016
AIM45 Confirmation of new rulebooks and feedback on AIM Notice 44 14/06/2016
- AIM Rules for Companies – July 2016
- AIM Rules for Companies (mark-up)
- Extract – AIM Notice 45
- AIM Rules for Nominated Advisers – July 2016
- AIM Note for Investing Companies – July 2016
AIM44 Consultation on proposed changes to AIM Rules for Companies 13/04/2016
- AIM Rules for Companies - Consultation mark up (AIM44)
AIM43 Confirmation of new rulebooks and feedback on AIM Notice 42

22/12/2015

- AIM Rules for Companies - January 2016
- AIM Rules for Companies (mark up)
- AIM Note for Investing Companies - January 2016
- AIM Note for Investing Companies (mark up)
AIM42 Consultation on proposed changes to AIM Rules for Companies

15/10/2015

- AIM Rules for Companies (Extract) - Consultation mark up (AIM42)
- AIM Rules for Companies (Extract) - Consultation (AIM 42)
- AIM Note for Investing Companies (Extract) - Consultation mark up (AIM 42)
AD14 Stock Exchange AIM Disciplinary Notice

17/09/2015

AIM41 Minor changes to the AIM Rules for companies arising from the CSD Regulation

07/08/2015

n/a Statement from AIM Regulation on Quindell PLC

05/08/2015

AD13 Stock Exchange AIM Disciplinary Notice

19/03/2015

AIM40 Reminder to AIM companies and nomads after developments in Ukraine

18/09/2014

AIM39 Confirmation of rule books and feedback to AIM Notice 38

13/05/2014

- AIM Rules for Companies - May 2014
- AIM Rules for Companies - mark up
- AIM Rules for Nominated Advisers - May 2014
- AIM Rules for Nominated Advisers - mark up
- AIM Disciplinary Procedures and Appeal Handbook - May 2014
- AIM Disciplinary Procedures and Appeal Handbook - mark up
AD12 Stock Exchange AIM Disciplinary Notice

08/05/2014

AIM38 Consultation on proposed changes to AIM Rules for Companies and Nominated Advisers

27/01/2014

- AIM Rules for Companies - Consultation (AIM38)
- AIM Rules for Nominated Advisers - Consultation (AIM38)
AD11 Stock Exchange AIM Disciplinary Notice - Public Censure and Fine - Seymour Pierce Limited

21/12/2011

AIM37 Minor changes to the AIM Rules for Companies

06/06/2011

AIM36 Update on AIM Notice 35 (Disclosure of Directors’ Remuneration and Electronic Communication with Shareholders)

17/02/2010

- AIM Rules for Companies – February 2010
- AIM Rules for Companies – mark-up
AIM35 Proposed AIM Rules for Disclosure of Directors' Remuneration and Electronic Communication with Shareholders

15/12/2009

AD10 Stock Exchange AIM Disciplinary Notice - Public Censure - Environmental Recycling Technologies plc

23/11/2009

AD9 Stock Exchange AIM Disciplinary Notice - Public Censure and Fine - Regal Petroleum plc

17/11/2009

AIM34 Update on AIM Notice 28 (Registered Organisations for AIM Securities)

18/08/2009

AD8 Stock Exchange AIM Disciplinary Notice – Public Censure and Fine – Astaire Securities plc (formerly Blue Oar Securities plc)

22/06/2009

AIM33 Confirmation of new AIM Note for Investing Companies and feedback on AIM Notice 30 01/06/2009
- AIM Rules for Companies - June 2009
- AIM Note for Investing Companies
- AIM Note for Mining, Oil & Gas Companies
- AIM Rules for Companies - mark-up
- AIM Note for Investing Companies - mark-up
AIM32 Changes to Disclosure of Significant Shareholders 28/05/2009
AIM31 AIM Rule amendments relating to Rights Issue Subscription Periods 10/02/2009
AIM30 Proposed New AIM Rules for Investing Companies and other changes 18/12/2008
- AIM Note for Investing Companies
- AIM Note for Mining, Oil and Gas Companies
AD7 Stock Exchange AIM Disciplinary Notice - Public Censure - Minmet plc 04/12/2008
AD6 Stock Exchange AIM Disciplinary Notice 16/07/2008
AD5 Stock Exchange AIM Disciplinary Notice - Public Censure and Fine -Meridian Petroleum plc 19/06/2008
AD4 Stock Exchange AIM Disciplinary Notice - Public Censure - SubSea Resources plc 01/02/2008
AIM29/AD3 Update on Rule 26 (Websites) and Stock Exchange AIM Disciplinary Notice 10/01/2008
AD2 Stock Exchange AIM Disciplinary Notice 28/12/2007
AD1 Stock Exchange AIM Disciplinary Notice - Public Censure and Fine - Nabarro Wells & Co Limited 19/10/2007
AIM 28 Registered organisations for AIM securities 23/04/2007
AIM 27 Confirmation of new AIM Rules and feedback on AIM Notice 24 20/02/2007
- AIM Rules for companies
- AIM Rules for companies (mark-up)
- AIM Rules for Nominated Advisers
- AIM Rules for Nominated Advisers (mark-up)
- AIM Disciplinary Procedures and Appeals Handbook
AIM 26 Update on AIM Notice 25 and Discussion of Other Legislative Changes 12/01/2007
- AIM Rules (MS Word 484Kb)
- AIM Rules marked copy (MS word 391Kb)
AIM 25 Changes to the Disclosure of Significant Shareholders 30/11/2006
AIM 24 AIM Rules for Nominated Advisers and Other Proposed Rule Amendments - Consultation 02/10/2006
- AIM Rules for Nominated Advisers - Consultation (AIM24)
- AIM Rules for Companies - Consultation (AIM24)
- AIM Disciplinary Procedures and Appeals Handbook - Consultation (AIM24)
AIM 23 AIM Rules - Update on AIM Notice 22

31/08/2006

AIM 22 Confirmation of Permissible Accounting Standards

22/08/2006

AIM 21 Confirmation of Settlement of AIM Reg S Securities and SIS

28/07/2006

AIM 20 Update on AIM Notice 18

04/07/2006

AIM 19 Settlement of AIM Reg S Securities and SIS

26/05/2006

AIM 18 Proposed Changes to the AIM Rules in respect of Third Party Trading Platforms

06/04/2006

AIM 17 Reminder of Investing Company Rules

17/03/2006

AIM 16 Guidance notes for Mining, Oil and Gas

16/03/2006

AIM 15 IAS Confirmation and Consultations

21/12/2005

AIM 14 AIM Rules update

03/05/2005

AIM 13 AIM Rules update

18/03/2005

AIM 12 AIM Rules - consultation

31/05/2005

AIM 11 AIM investing companies and other rule changes consultation

31/01/2005

AIM 10 October 2004 update

07/10/2004

AIM 09 Consultation - AIM Rules for companies

16/06/2004

AIM 08 December 2003 Update

28/11/2003

AIM 07 Consultation - AIM Rules for companies

25/07/2003

AIM 06 May 2003 Update

28/05/2003

AIM 05 Consultation - AIM Rules for companies

18/03/2003

AIM 04 AIM Disciplinary procedures and appeals handbook

17/02/2003

AIM 03 Disciplinary procedures and appeals handbook consultation

11/11/2002

AIM 02 August 2002 Update

19/08/2002

AIM 01 (N27) Consultation - AIM Rules for companies

27/07/2002

 

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