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February 2011


LSEG Response to Commission Communication: “Reinforcing sanctioning regimes in the financial services sector”

The London Stock Exchange Group has submitted a response to the Commission’s Communication: “Reinforcing sanctioning regimes in the financial services sector”.

Our submission highlights several key points, including:

  • We fully support a dissuasive, punitive and harmonised sanctions regime, and believe that standards should be brought up to the highest levels that currently exist in European Union.
  • Sanctions should be consistently and proportionately enforced.
  • The application and use of sanctions should be continually monitored by the ESAs to ensure consistency across the member states.
  • Any changes to the sanctions regime should properly align with proposed changes in MiFID and the Markets Abuse Directive.

LSEG Response to Commission on reinforcing sanctioning regimes

(pdffile pdf - 25 KB)

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