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AIM Regulatory Update


This section of our website enables all AIM participants to keep up to speed with the latest word from our AIM Regulation team. Here we provide details of the latest AIM rules and policy developments, and guidance on where to find the information most often needed by AIM advisers.

Latest Developments:

On 20 February 2007, we issued AIM Notice 27 which issued amended AIM Rules for Companies, AIM Disciplinary Procedures and Appeals Handbook and the new AIM Rules for Nominated Advisers, further to AIM Notice 24 consultation.

Full details of the changes and feedback on AIM Notice 24 consultation are available here.

Other recent developments:

square bullet In December 2006 and January 2007 we published AIM Notice 25 and AIM Notice 26 which provided information on how the EU Transparency Directive and FSA's Disclosure and Transparency Rules apply to AIM companies plus commented on the new UK Companies Act 2006.
square bullet In August 2006 we published AIM Notice 22 and AIM Notice 23 confirming permissable accounting standards on AIM.


AIM Regulation team
AIM Regulation is a team of 11 professionals, including lawyers, accountants and corporate finance professionals. The team, provides advice and guidance on the AIM rules, monitors and investigates AIM companies’ compliance with these regulations, approves and monitors Nomads, and deals with AIM rule changes.

Contacting AIM Regulation
AIM Regulation provides a helpdesk that is primarily aimed at Nomads, reflecting the fact that they are the first-line regulators of AIM companies. In exceptional circumstances, AIM Regulation will also handle calls or emails from an AIM company’s other advisers, such as its lawyers and accountants, or from the company itself.

Please click here for further information on how to deal with AIM Regulation and what to expect from them.


Regulatory Resources
As an AIM adviser, your first stop for locating useful information is our section Advisor Rules and Regulations. It provides information including AIM Rules and guidance, Nomad and company forms, and links to other relevant parts of the Exchange website.

You can contact AIM Regulation by phone on
+44 (0)20 7797 4154, or preferably by email
.


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